State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- DEEP THINK INVESTMENTS
Firm CRD 305920 · TX · Reported as state-registered
Registration date: 2019-10-29
- CONCEPTS FINANCIAL SERVICES, LLC
Firm CRD 305925 · WA · Reported as state-registered
Registration date: 2020-06-25
- LONG BRIDGE CAPITAL MANAGEMENT
Firm CRD 305952 · WA · Reported as state-registered
Registration date: 2019-11-21
- S CONWAY CONSULTING, LLC
Firm CRD 305970 · CA · Reported as state-registered
Registration date: 2024-03-08
- ANCHOR CAPITAL MANAGEMENT LLC
Firm CRD 305975 · WA · Reported as state-registered
Registration date: 2020-02-07
- GOAL LINE WEALTH MANAGEMENT, INC.
Firm CRD 305986 · CA · Reported as state-registered
Registration date: 2020-05-12
- JPN ADVISORS LLC
Firm CRD 306032 · TX · Reported as state-registered
Registration date: 2020-03-12
- DOUBLE SEVEN WEALTH GROUP, LLC
Firm CRD 306038 · TX · Reported as state-registered
Registration date: 2019-11-01
- INVESTMENTS PLUS LLC
Firm CRD 306040 · TX · Reported as state-registered
Registration date: 2019-11-07
- VJP FINANCE LLC
Firm CRD 306047 · AZ · Reported as state-registered
Registration date: 2020-01-01
- DRACO CAPITAL PARTNERS, LLC
Firm CRD 306055 · CA · Reported as state-registered
Registration date: 2020-02-25
- CENTERPOINT FINANCIAL MANAGEMENT LLC
Firm CRD 306065 · CA · Reported as state-registered
Registration date: 2019-12-09
- ALPENGLOW ADVISORS LLC
Firm CRD 306067 · CA · Reported as state-registered
Registration date: 2022-03-08
- RICHARDS FINANCIAL PLANNING, LLC
Firm CRD 306087 · TX · Reported as state-registered
Registration date: 2020-01-08
- WINGO ASSET MANAGEMENT, LLC
Firm CRD 306099 · TX · Reported as state-registered
Registration date: 2026-02-03
- DEVORE FINANCIAL ADVISORS LLC
Firm CRD 306110 · CA · Reported as state-registered
Registration date: 2019-12-06
- WHAT ABOUT US FINANCIAL
Firm CRD 306116 · TX · Reported as state-registered
Registration date: 2022-03-14
- PATHWAY ADVISORS, LLC
Firm CRD 306117 · CA · Reported as state-registered
Registration date: 2020-01-21
- LAURELHURST ASSET MANAGEMENT LLC
Firm CRD 306141 · WA · Reported as state-registered
Registration date: 2022-02-23
- WEALTHGEN ADVISORS, LLC
Firm CRD 306196 · TX · Reported as state-registered
Registration date: 2021-06-15
- WOO, KENNETH WING KWOK
Firm CRD 306204 · CA · Reported as state-registered
Registration date: 2021-02-22
- OLMA ADVISORS
Firm CRD 306220 · CA · Reported as state-registered
Registration date: 2020-01-02
- SILVERLIGHT ASSET MANAGEMENT, LLC
Firm CRD 306251 · CA · Reported as state-registered
Registration date: 2019-11-21
- LIGHTHOUSE ADVISORY SERVICES, INC.
Firm CRD 306258 · CA · Reported as state-registered
Registration date: 2019-11-15
- CAPITAL FLUENCY
Firm CRD 306267 · CA · Reported as state-registered
Registration date: 2019-12-13