State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- KELLY KLINGAMAN FINANCIAL PLANNING LLC
Firm CRD 306286 · TX · Reported as state-registered
Registration date: 2022-01-28
- ADAIR FINANCIAL PRIVATE CLIENT GROUP
Firm CRD 306300 · TX · Reported as state-registered
Registration date: 2021-09-24
- CEDAR VALLEY CAPITAL LLC
Firm CRD 306303 · TX · Reported as state-registered
Registration date: 2020-03-03
- FOCUSED COMPOUNDING CAPITAL MANAGEMENT, LLC
Firm CRD 306305 · TX · Reported as state-registered
Registration date: 2020-03-04
- TRUETIDE WEALTH
Firm CRD 306312 · CA · Reported as state-registered
Registration date: 2022-01-18
- INTIRETY, LLC
Firm CRD 306315 · CA · Reported as state-registered
Registration date: 2022-03-18
- INTIRETY, LLC
Firm CRD 306315 · WA · Reported as state-registered
Registration date: 2020-11-02
- HERMOSA ADVISORS
Firm CRD 306330 · CA · Reported as state-registered
Registration date: 2020-01-02
- MANENT CAPITAL
Firm CRD 306353 · TX · Reported as state-registered
Registration date: 2025-07-24
- GRIFFINEST ASIA ASSET MANAGEMENT, LLC
Firm CRD 306355 · CA · Reported as state-registered
Registration date: 2020-01-03
- NORTHROCK INVESTMENTS, PLLC
Firm CRD 306398 · AZ · Reported as state-registered
Registration date: 2019-12-16
- THOMPSON & THOMPSON INVESTMENT ADVISORS, INC.
Firm CRD 306408 · CA · Reported as state-registered
Registration date: 2020-01-03
- VALUE ROTATION STRATEGIES LLC
Firm CRD 306500 · CA · Reported as state-registered
Registration date: 2021-02-12
- ORDERLY FINANCE
Firm CRD 306511 · CA · Reported as state-registered
Registration date: 2020-05-08
- ORDERLY FINANCE
Firm CRD 306511 · TX · Reported as state-registered
Registration date: 2024-03-15
- KATAM HILL LLC
Firm CRD 306521 · CA · Reported as state-registered
Registration date: 2020-01-02
- ECKELBERG FINANCIAL, INC.
Firm CRD 306527 · AZ · Reported as state-registered
Registration date: 2020-01-01
- BIGHORN FINANCIAL
Firm CRD 306535 · CA · Reported as state-registered
Registration date: 2020-01-17
- SPENCER FINANCIAL PLANNING, LLC
Firm CRD 306537 · CA · Reported as state-registered
Registration date: 2021-04-22
- SPENCER FINANCIAL PLANNING, LLC
Firm CRD 306537 · WA · Reported as state-registered
Registration date: 2020-06-26
- SLATON CAPITAL ADVISORS
Firm CRD 306564 · TX · Reported as state-registered
Registration date: 2020-04-10
- THE GOODLAND GROUP
Firm CRD 306567 · CA · Reported as state-registered
Registration date: 2020-01-16
- THE GOODLAND GROUP
Firm CRD 306567 · WA · Reported as state-registered
Registration date: 2022-01-03
- IRL FINANCIAL, LLC
Firm CRD 306575 · CA · Reported as state-registered
Registration date: 2020-01-30
- CARUSO FAMILY FINANCIAL ADVISORS (CFFA) LLC
Firm CRD 306593 · CA · Reported as state-registered
Registration date: 2020-01-14