State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- WESTSIDE FINANCIAL ADVISORS LLC
Firm CRD 308953 · TX · Reported as state-registered
Registration date: 2023-05-24
- MONTAGE FINANCIAL ADVISORS
Firm CRD 308954 · CA · Reported as state-registered
Registration date: 2020-05-07
- INNOVATIVE WEALTH MANAGEMENT
Firm CRD 308965 · TX · Reported as state-registered
Registration date: 2021-06-21
- PAUL EDWARD FRITCH CPA
Firm CRD 308973 · CA · Reported as state-registered
Registration date: 2020-05-07
- ABACUS WEALTH INTERNATIONAL (AWI)
Firm CRD 308998 · CA · Reported as state-registered
Registration date: 2020-06-04
- PALLADIO CONSULTING LLC
Firm CRD 309007 · WA · Reported as state-registered
Registration date: 2020-11-09
- STRAIGHTWAY FINANCIAL LLC
Firm CRD 309029 · CA · Reported as state-registered
Registration date: 2020-05-26
- STRATEON INTELLIGENT WEALTH LLC
Firm CRD 309062 · CA · Reported as state-registered
Registration date: 2020-06-04
- CARPE DIEM FINANCIAL LIFE PLANNING
Firm CRD 309092 · CA · Reported as state-registered
Registration date: 2020-05-14
- AYLA CAPITAL
Firm CRD 309102 · CA · Reported as state-registered
Registration date: 2020-06-05
- ABW, LLC
Firm CRD 309104 · TX · Reported as state-registered
Registration date: 2021-09-29
- TAILWIND FINANCIAL PLANNING LLC
Firm CRD 309117 · CA · Reported as state-registered
Registration date: 2024-04-05
- PINNACLE CAPITAL ADVISORS
Firm CRD 309118 · CA · Reported as state-registered
Registration date: 2020-07-01
- 401K ENGINEERS INC.
Firm CRD 309129 · CA · Reported as state-registered
Registration date: 2025-02-28
- J BEAVER INVESTMENT ADVISORS INC
Firm CRD 309157 · TX · Reported as state-registered
Registration date: 2020-06-12
- FIRST CHOICE FINANCIAL PLANNING LLC
Firm CRD 309162 · TX · Reported as state-registered
Registration date: 2020-06-14
- EQUILIBRIUM VENTURES, LLC
Firm CRD 309164 · TX · Reported as state-registered
Registration date: 2020-06-02
- KWS ADVISORY GROUP, LLC
Firm CRD 309184 · TX · Reported as state-registered
Registration date: 2020-09-16
- ANIMUS WEALTH MANAGEMENT, LLC.
Firm CRD 309189 · TX · Reported as state-registered
Registration date: 2020-05-29
- KB PRIVATE WEALTH MANAGEMENT GROUP
Firm CRD 309208 · CA · Reported as state-registered
Registration date: 2020-08-27
- REAL ADVISERS LLC RIA SERIES
Firm CRD 309221 · TX · Reported as state-registered
Registration date: 2021-02-12
- RISING SUN INVESTMENT ADVISERS
Firm CRD 309222 · AZ · Reported as state-registered
Registration date: 2020-06-15
- ATHOS CAPITAL ADVISORS
Firm CRD 309225 · CA · Reported as state-registered
Registration date: 2020-06-03
- JOHN NUCKEL LLC
Firm CRD 309253 · CA · Reported as state-registered
Registration date: 2023-07-21
- WINDFALL ADVISORS, LLC
Firm CRD 309261 · CA · Reported as state-registered
Registration date: 2020-05-14