State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- SALT CAPITAL WEALTH MANAGEMENT, LLC
Firm CRD 309267 · CA · Reported as state-registered
Registration date: 2020-08-03
- CRESTWAY ADVISORY GROUP
Firm CRD 309278 · TX · Reported as state-registered
Registration date: 2021-01-01
- BDJ WEALTH MANAGEMENT LLC
Firm CRD 309290 · TX · Reported as state-registered
Registration date: 2020-05-29
- SHALOM GLOBAL CAPITAL GROUP LLC
Firm CRD 309315 · CA · Reported as state-registered
Registration date: 2020-10-19
- RISTAU CAPITAL, LLC
Firm CRD 309325 · TX · Reported as state-registered
Registration date: 2020-06-25
- WORLD CHOICE SECURITIES, INC.
Firm CRD 30933 · TX · Reported as state-registered
Registration date: 1993-01-01
- MARATHON WEALTH MANAGEMENT, LLC
Firm CRD 309337 · WA · Reported as state-registered
Registration date: 2020-08-21
- STEVENS GROUP WEALTH COACHES, INC. D/B/A ALASKA ADVISORS
Firm CRD 309344 · WA · Reported as state-registered
Registration date: 2026-06-09
- FOLGMANN FINANCIAL GROUP LLC
Firm CRD 309348 · WA · Reported as state-registered
Registration date: 2020-08-21
- COMAL WEALTH MANAGEMENT
Firm CRD 309352 · TX · Reported as state-registered
Registration date: 2020-06-27
- RISE PRIVATE WEALTH ADVISORS
Firm CRD 309356 · AZ · Reported as state-registered
Registration date: 2020-05-28
- RISE PRIVATE WEALTH ADVISORS
Firm CRD 309356 · CA · Reported as state-registered
Registration date: 2020-07-23
- ARK WEALTH ADVISORS, LLC
Firm CRD 309396 · CA · Reported as state-registered
Registration date: 2021-03-17
- SHIFTING THE CULTURE WEALTH PARTNERS LLC
Firm CRD 309408 · CA · Reported as state-registered
Registration date: 2020-07-27
- SERENE POINT ADVISORS LLC
Firm CRD 309433 · CA · Reported as state-registered
Registration date: 2023-04-19
- VOLKMAN WEALTH MANAGEMENT, LLC
Firm CRD 309438 · TX · Reported as state-registered
Registration date: 2020-07-16
- WISDOM OAK FUND MANAGEMENT LLC
Firm CRD 309446 · TX · Reported as state-registered
Registration date: 2025-01-13
- BMMS WEALTH ADVISORY LLC
Firm CRD 309479 · CA · Reported as state-registered
Registration date: 2023-05-26
- BMMS WEALTH ADVISORY LLC
Firm CRD 309479 · WA · Reported as state-registered
Registration date: 2020-09-25
- WYATT WEALTH MANAGEMENT
Firm CRD 309482 · WA · Reported as state-registered
Registration date: 2020-08-26
- ALLMERITS ASSET, LLC
Firm CRD 309523 · CA · Reported as state-registered
Registration date: 2020-08-31
- HAWK CAPITAL WEALTH MANAGEMENT LLC
Firm CRD 309556 · CA · Reported as state-registered
Registration date: 2020-07-16
- DARKHORSE ADVISOR
Firm CRD 309558 · CA · Reported as state-registered
Registration date: 2020-06-25
- FIDUCIA WEALTH MANAGEMENT
Firm CRD 309571 · CA · Reported as state-registered
Registration date: 2020-07-27
- KAPELA
Firm CRD 309601 · TX · Reported as state-registered
Registration date: 2020-07-28