State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- PINECONE FINANCIAL
Firm CRD 310282 · CA · Reported as state-registered
Registration date: 2020-10-09
- TEMECULA VALLEY STOCK EXCHANGE
Firm CRD 310286 · CA · Reported as state-registered
Registration date: 2020-12-16
- CREATIVE PLANNING SOLUTIONS, INC
Firm CRD 310315 · CA · Reported as state-registered
Registration date: 2020-10-26
- KENNETH DEAN & CO FINANCIAL ADVISORY SERVICES
Firm CRD 310318 · CA · Reported as state-registered
Registration date: 2020-09-02
- DARRELL CAPITAL MANAGEMENT, LLC
Firm CRD 310324 · CA · Reported as state-registered
Registration date: 2020-08-26
- VIECHNICKI WEALTH MGMT, LLC
Firm CRD 310385 · AZ · Reported as state-registered
Registration date: 2020-11-23
- THE WEALTH COLLECTIVE, LLC
Firm CRD 310389 · CA · Reported as state-registered
Registration date: 2021-02-24
- CORVUM INVESTMENT MANAGEMENT
Firm CRD 310390 · TX · Reported as state-registered
Registration date: 2021-06-23
- RR FINANCIAL MANAGEMENT LLC
Firm CRD 310395 · CA · Reported as state-registered
Registration date: 2020-08-31
- MONEY COMPASS ADVISORS
Firm CRD 310412 · CA · Reported as state-registered
Registration date: 2020-11-05
- LOTUSMENT ADVISORS, LLC
Firm CRD 310413 · TX · Reported as state-registered
Registration date: 2022-03-15
- LOTUSMENT ADVISORS, LLC
Firm CRD 310413 · WA · Reported as state-registered
Registration date: 2020-09-23
- KAVOUT ALGO FINANCIAL LLC
Firm CRD 310424 · WA · Reported as state-registered
Registration date: 2021-01-08
- ELGON FINANCIAL ADVISORS
Firm CRD 310458 · CA · Reported as state-registered
Registration date: 2024-09-19
- ELGON FINANCIAL ADVISORS
Firm CRD 310458 · TX · Reported as state-registered
Registration date: 2020-09-15
- 2260 WEST
Firm CRD 310460 · WA · Reported as state-registered
Registration date: 2025-01-02
- GWD CAPITAL MANAGEMENT, LLC
Firm CRD 310471 · TX · Reported as state-registered
Registration date: 2021-01-08
- SHEALY WEALTH ADVISORY LLC
Firm CRD 310488 · AZ · Reported as state-registered
Registration date: 2021-03-10
- ROCKSIDE INVESTMENTS LLC
Firm CRD 310511 · CA · Reported as state-registered
Registration date: 2021-04-27
- STEWARDS ASSET MANAGEMENT
Firm CRD 310524 · CA · Reported as state-registered
Registration date: 2022-10-06
- HOSKIN CAPITAL
Firm CRD 310527 · AZ · Reported as state-registered
Registration date: 2022-02-03
- HOSKIN CAPITAL
Firm CRD 310527 · CA · Reported as state-registered
Registration date: 2020-10-07
- ARK ALLIANCE FINANCIAL LLC
Firm CRD 310539 · TX · Reported as state-registered
Registration date: 2020-10-08
- COMBS CAPITAL PARTNERS
Firm CRD 310547 · TX · Reported as state-registered
Registration date: 2020-09-16
- IMAGINE FINANCIAL SERVICES
Firm CRD 310560 · AZ · Reported as state-registered
Registration date: 2023-06-28