State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- IMAGINE FINANCIAL SERVICES
Firm CRD 310560 · CA · Reported as state-registered
Registration date: 2020-10-21
- BRIARWOOD FINANCIAL
Firm CRD 310562 · WA · Reported as state-registered
Registration date: 2020-10-01
- Y2K FINANCIAL LLC
Firm CRD 310585 · TX · Reported as state-registered
Registration date: 2020-10-10
- CORYELL CAPITAL MANAGEMENT
Firm CRD 310586 · CA · Reported as state-registered
Registration date: 2020-09-30
- DYNAMIQUE CAPITAL ADVISORS
Firm CRD 310588 · CA · Reported as state-registered
Registration date: 2020-10-06
- DYNAMIQUE CAPITAL ADVISORS
Firm CRD 310588 · TX · Reported as state-registered
Registration date: 2020-10-23
- SG WEALTH MANAGERS LLC
Firm CRD 310597 · AZ · Reported as state-registered
Registration date: 2020-11-19
- SG WEALTH MANAGERS LLC
Firm CRD 310597 · TX · Reported as state-registered
Registration date: 2021-10-09
- SHERWOOD OAK KNOLL, LLC
Firm CRD 310621 · CA · Reported as state-registered
Registration date: 2020-10-29
- TOLTON ASSET MANAGEMENT, LLC
Firm CRD 310631 · CA · Reported as state-registered
Registration date: 2020-10-16
- POCKET PROJECT
Firm CRD 310651 · AZ · Reported as state-registered
Registration date: 2020-09-23
- TRUE ROOT FINANCIAL
Firm CRD 310652 · CA · Reported as state-registered
Registration date: 2020-10-20
- OLYMPUS CAPITAL, LLC
Firm CRD 310659 · TX · Reported as state-registered
Registration date: 2020-09-27
- WINGED WEALTH MANAGEMENT AND FINANCIAL PLANNING
Firm CRD 310668 · AZ · Reported as state-registered
Registration date: 2024-11-19
- WINGED WEALTH MANAGEMENT AND FINANCIAL PLANNING
Firm CRD 310668 · TX · Reported as state-registered
Registration date: 2022-05-24
- SEAPORT WEALTH MANAGEMENT
Firm CRD 310684 · CA · Reported as state-registered
Registration date: 2020-09-28
- MORSE GROUP INVESTMENT ADVISORS
Firm CRD 310689 · CA · Reported as state-registered
Registration date: 2020-11-23
- GORDON OAK FINANCIAL, LLC
Firm CRD 310697 · TX · Reported as state-registered
Registration date: 2021-01-05
- BALANCED PLAN FINANCIAL INVESTMENT ADVISORS, INC.
Firm CRD 310708 · CA · Reported as state-registered
Registration date: 2020-11-13
- ROCKWALL WEALTH ADVISORS
Firm CRD 310735 · TX · Reported as state-registered
Registration date: 2020-11-06
- SIEGEL ASSET MANAGEMENT PARTNERS
Firm CRD 310741 · TX · Reported as state-registered
Registration date: 2021-01-22
- APEX TAX & FINANCIAL PLANNING
Firm CRD 310747 · WA · Reported as state-registered
Registration date: 2021-02-09
- INTEGRITY ADVISERS LLC
Firm CRD 310757 · CA · Reported as state-registered
Registration date: 2021-01-20
- MONEY STRATEGIES, INC.
Firm CRD 310763 · CA · Reported as state-registered
Registration date: 2020-11-04
- HERMOSA WEALTH MANAGEMENT
Firm CRD 310771 · CA · Reported as state-registered
Registration date: 2020-09-24