State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- AVEC LLC
Firm CRD 310772 · CA · Reported as state-registered
Registration date: 2020-10-30
- 545 INVESTMENTS
Firm CRD 310799 · TX · Reported as state-registered
Registration date: 2022-04-26
- QUOINAGE CAPITAL LLC
Firm CRD 310802 · TX · Reported as state-registered
Registration date: 2020-09-30
- RETIRE WITH SWAN
Firm CRD 310807 · TX · Reported as state-registered
Registration date: 2023-03-09
- VESSEL WEALTH ADVISORS LLC
Firm CRD 310809 · WA · Reported as state-registered
Registration date: 2022-06-08
- VALHALLA ADVISORS LLC
Firm CRD 310811 · AZ · Reported as state-registered
Registration date: 2020-10-21
- WILBERT GUILFORD, CFP, PLLC
Firm CRD 310846 · AZ · Reported as state-registered
Registration date: 2020-11-05
- FINWELL, INC.
Firm CRD 310850 · CA · Reported as state-registered
Registration date: 2021-02-19
- KOPKIN CAPITAL MANAGEMENT, LLC
Firm CRD 310851 · TX · Reported as state-registered
Registration date: 2022-02-01
- PETERKOFSKY, ROY
Firm CRD 310852 · CA · Reported as state-registered
Registration date: 2020-10-20
- GREEN ROOM PARTNERS LLC
Firm CRD 310857 · CA · Reported as state-registered
Registration date: 2020-11-13
- AZURE SKY FINANCIAL LIFE PLANNING, LLC
Firm CRD 310867 · TX · Reported as state-registered
Registration date: 2020-10-29
- EXOS WEALTH STRATEGIES, LLC
Firm CRD 310869 · AZ · Reported as state-registered
Registration date: 2023-10-13
- EXOS WEALTH STRATEGIES, LLC
Firm CRD 310869 · TX · Reported as state-registered
Registration date: 2020-10-19
- TDT FINANCIAL INC
Firm CRD 310877 · WA · Reported as state-registered
Registration date: 2021-02-05
- ABUNDANCE ADVISERS
Firm CRD 310887 · CA · Reported as state-registered
Registration date: 2021-02-02
- HOZIE CONSULTING
Firm CRD 310894 · TX · Reported as state-registered
Registration date: 2021-01-24
- EMPOWERING FINANCE, LLC
Firm CRD 310901 · CA · Reported as state-registered
Registration date: 2021-07-20
- STRIDER CAPITAL, LLC
Firm CRD 310923 · CA · Reported as state-registered
Registration date: 2020-11-06
- RETIREMENT SYSTEMS LLC
Firm CRD 310927 · TX · Reported as state-registered
Registration date: 2022-04-29
- A-TEAM ADVISORS
Firm CRD 310941 · TX · Reported as state-registered
Registration date: 2020-11-18
- DCG WEALTH MANAGEMENT
Firm CRD 310957 · CA · Reported as state-registered
Registration date: 2026-02-23
- INTEGRITY FINANCIAL PLANNING, LLC
Firm CRD 310974 · TX · Reported as state-registered
Registration date: 2020-10-30
- TM WEALTH MANAGEMENT, LLC
Firm CRD 310993 · CA · Reported as state-registered
Registration date: 2020-10-15
- ALCHEMY WEALTH MANAGEMENT
Firm CRD 311022 · CA · Reported as state-registered
Registration date: 2022-05-02