State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- FOCAL POINT FINANCIAL PLANNING, LLC
Firm CRD 311040 · CA · Reported as state-registered
Registration date: 2024-11-07
- WEALTHDEVS
Firm CRD 311049 · CA · Reported as state-registered
Registration date: 2020-10-29
- VON HALLE, ALLAN
Firm CRD 311062 · CA · Reported as state-registered
Registration date: 2020-10-30
- JSSR CAPITAL LLC
Firm CRD 311066 · TX · Reported as state-registered
Registration date: 2025-01-09
- 30-40 WEALTH PARTNERS
Firm CRD 311073 · CA · Reported as state-registered
Registration date: 2021-05-26
- SOVEREIGN ASSET ADVISORS LLC
Firm CRD 311083 · TX · Reported as state-registered
Registration date: 2020-11-02
- REAL WEALTH PLANNING
Firm CRD 311106 · TX · Reported as state-registered
Registration date: 2020-11-10
- NINE GEMS INVESTMENT MANAGEMENT
Firm CRD 311148 · CA · Reported as state-registered
Registration date: 2021-01-01
- AXIS POINT CAPITAL
Firm CRD 311159 · CA · Reported as state-registered
Registration date: 2020-11-19
- LAWRENCE, ALAN
Firm CRD 311160 · TX · Reported as state-registered
Registration date: 2023-01-19
- VALUETECH PRIVATE ADVISORS
Firm CRD 311165 · CA · Reported as state-registered
Registration date: 2020-11-20
- ROTH BUILDER INVESTMENTS
Firm CRD 311169 · CA · Reported as state-registered
Registration date: 2021-04-29
- ON KEEL CAPITAL
Firm CRD 311185 · CA · Reported as state-registered
Registration date: 2021-01-01
- TRIUMPH PRIVATE WEALTH
Firm CRD 311199 · AZ · Reported as state-registered
Registration date: 2022-08-17
- TRIUMPH PRIVATE WEALTH
Firm CRD 311199 · CA · Reported as state-registered
Registration date: 2025-01-31
- TRIUMPH PRIVATE WEALTH
Firm CRD 311199 · TX · Reported as state-registered
Registration date: 2023-02-20
- VISION TECH FINANCIAL ADVISORS
Firm CRD 311263 · TX · Reported as state-registered
Registration date: 2020-11-02
- TECH WEALTH, LLC
Firm CRD 311267 · CA · Reported as state-registered
Registration date: 2026-04-30
- ADUNA CAPITAL
Firm CRD 311270 · CA · Reported as state-registered
Registration date: 2021-01-01
- MODERN MONEY MANAGEMENT LLC
Firm CRD 311307 · CA · Reported as state-registered
Registration date: 2020-11-10
- GREENWOOD WEALTH MANAGEMENT, LLC
Firm CRD 311352 · CA · Reported as state-registered
Registration date: 2020-12-04
- WMS WEALTH MANAGEMENT LLC
Firm CRD 311372 · WA · Reported as state-registered
Registration date: 2020-12-11
- JOHN LINE, CPA, INC.
Firm CRD 311399 · TX · Reported as state-registered
Registration date: 2020-11-30
- ALEXANDER, DEAN D.
Firm CRD 311403 · TX · Reported as state-registered
Registration date: 2021-07-01
- MOVEUP FINANCIAL LLC
Firm CRD 311423 · TX · Reported as state-registered
Registration date: 2020-12-19