State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- RINCON WEALTH MANAGEMENT
Firm CRD 311430 · CA · Reported as state-registered
Registration date: 2021-04-15
- RINCON WEALTH MANAGEMENT
Firm CRD 311430 · TX · Reported as state-registered
Registration date: 2021-04-15
- ENVISIONX CAPITAL, LLC
Firm CRD 311431 · CA · Reported as state-registered
Registration date: 2021-04-28
- VELMARK CAPITAL MANAGEMENT LLC
Firm CRD 311441 · CA · Reported as state-registered
Registration date: 2025-05-23
- VALLON CAPITAL LLC
Firm CRD 311443 · CA · Reported as state-registered
Registration date: 2021-01-01
- NEXT STEP FINANCIAL TRANSITIONS
Firm CRD 311472 · TX · Reported as state-registered
Registration date: 2021-01-05
- FENUL WEALTH MANAGEMENT LLC
Firm CRD 311474 · CA · Reported as state-registered
Registration date: 2021-01-26
- INTEGRITY FINANCIAL STRATEGIES
Firm CRD 311481 · WA · Reported as state-registered
Registration date: 2021-02-09
- SONMORE FINANCIAL LLC
Firm CRD 311485 · AZ · Reported as state-registered
Registration date: 2021-01-01
- SONMORE FINANCIAL LLC
Firm CRD 311485 · TX · Reported as state-registered
Registration date: 2021-01-05
- ZUMA WEALTH LLC
Firm CRD 311488 · CA · Reported as state-registered
Registration date: 2021-01-26
- ALPHA-TECH INVESTMENTS, LLC
Firm CRD 311490 · TX · Reported as state-registered
Registration date: 2020-11-13
- HAYK CAPITAL
Firm CRD 311500 · CA · Reported as state-registered
Registration date: 2021-03-29
- PILOT RETIREMENT ADVISORS
Firm CRD 311507 · CA · Reported as state-registered
Registration date: 2020-11-24
- PILOT RETIREMENT ADVISORS
Firm CRD 311507 · TX · Reported as state-registered
Registration date: 2020-12-22
- RAISE FINANCIAL ADVISORS LLC
Firm CRD 311515 · CA · Reported as state-registered
Registration date: 2021-01-01
- CARRINGTON ADVISORS, LLC
Firm CRD 311522 · CA · Reported as state-registered
Registration date: 2021-03-17
- CARRINGTON ADVISORS, LLC
Firm CRD 311522 · TX · Reported as state-registered
Registration date: 2021-01-15
- VETERINARY FINANCIAL GROUP LLC
Firm CRD 311543 · TX · Reported as state-registered
Registration date: 2021-07-15
- ENTENTVEST INC.
Firm CRD 311563 · CA · Reported as state-registered
Registration date: 2022-09-08
- MARINA WEALTH ADVISORS
Firm CRD 311567 · CA · Reported as state-registered
Registration date: 2021-01-01
- UBEQUITY WEALTH MANAGEMENT, LLC
Firm CRD 311577 · TX · Reported as state-registered
Registration date: 2021-01-15
- FRAME WEALTH MANAGEMENT
Firm CRD 311601 · CA · Reported as state-registered
Registration date: 2021-01-01
- OAKGROWTH WEALTH MANAGEMENT LLC
Firm CRD 311604 · CA · Reported as state-registered
Registration date: 2020-12-14
- LUPU FINANCIAL
Firm CRD 311610 · CA · Reported as state-registered
Registration date: 2021-02-25