State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- THE TEMPEST FINANCIAL GROUP PLLC
Firm CRD 312592 · TX · Reported as state-registered
Registration date: 2021-06-29
- FREW STREET CAPITAL
Firm CRD 312600 · CA · Reported as state-registered
Registration date: 2021-03-23
- JAR ADVISOR
Firm CRD 312656 · CA · Reported as state-registered
Registration date: 2021-03-12
- JAR ADVISOR
Firm CRD 312656 · WA · Reported as state-registered
Registration date: 2021-03-11
- DOTCH CAPITAL
Firm CRD 312659 · CA · Reported as state-registered
Registration date: 2021-03-04
- ONUS OBSERVER LLC
Firm CRD 312663 · CA · Reported as state-registered
Registration date: 2021-02-19
- EFC WEALTH MANAGEMENT FIRM LLC
Firm CRD 312671 · CA · Reported as state-registered
Registration date: 2021-05-07
- EFC WEALTH MANAGEMENT FIRM LLC
Firm CRD 312671 · TX · Reported as state-registered
Registration date: 2021-05-10
- INFLECTION RETIREMENT SERVICES
Firm CRD 312680 · CA · Reported as state-registered
Registration date: 2021-11-23
- SUTTER CAPITAL PARTNERS, LLC
Firm CRD 312689 · CA · Reported as state-registered
Registration date: 2021-05-05
- ANAVRIN CAPITAL MANAGEMENT, LP
Firm CRD 312720 · TX · Reported as state-registered
Registration date: 2021-08-18
- OPTIMUM RETIREMENT PLANNING LLC
Firm CRD 312732 · CA · Reported as state-registered
Registration date: 2024-06-05
- OPEN WEALTH MANAGEMENT LLC
Firm CRD 312743 · TX · Reported as state-registered
Registration date: 2021-08-18
- AVIDITY CAPITAL
Firm CRD 312745 · CA · Reported as state-registered
Registration date: 2021-05-14
- MALONE WEALTH VENTURES LLC
Firm CRD 312782 · CA · Reported as state-registered
Registration date: 2021-07-26
- MALONE WEALTH VENTURES LLC
Firm CRD 312782 · TX · Reported as state-registered
Registration date: 2022-09-13
- BLACKBOX CAPITAL MANAGEMENT LLC
Firm CRD 312791 · TX · Reported as state-registered
Registration date: 2021-02-26
- KLESIS ADVISORS, LLC
Firm CRD 312793 · CA · Reported as state-registered
Registration date: 2021-03-23
- KLESIS ADVISORS, LLC
Firm CRD 312793 · TX · Reported as state-registered
Registration date: 2022-06-29
- SOUTHERN PACIFIC ASSET MANAGEMENT L.L.C.
Firm CRD 312822 · AZ · Reported as state-registered
Registration date: 2021-03-23
- TEMPLEMAN WEALTH MANAGEMENT INC.
Firm CRD 312839 · CA · Reported as state-registered
Registration date: 2021-04-02
- THE BUTTERFIELD GROUP LLC
Firm CRD 312852 · CA · Reported as state-registered
Registration date: 2021-05-26
- G.P. LEACH SECURITIES LLC
Firm CRD 312891 · TX · Reported as state-registered
Registration date: 2024-12-16
- SUNSTONE FINANCIAL
Firm CRD 312894 · AZ · Reported as state-registered
Registration date: 2021-04-16
- DIFFERENTIAL PLANNING LLC
Firm CRD 312926 · WA · Reported as state-registered
Registration date: 2025-03-05