State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- E2 ADVISORY
Firm CRD 312972 · TX · Reported as state-registered
Registration date: 2022-02-14
- AQUIFER ASSET MANAGEMENT, LLC
Firm CRD 313002 · TX · Reported as state-registered
Registration date: 2021-04-21
- PERSONAL PROSPERITY LLC
Firm CRD 313044 · TX · Reported as state-registered
Registration date: 2021-03-10
- PACIFIC STREET ADVISORS LLC
Firm CRD 313069 · CA · Reported as state-registered
Registration date: 2021-03-30
- TIEBREAK ASSET MANAGEMENT, LLC
Firm CRD 313097 · AZ · Reported as state-registered
Registration date: 2021-10-12
- DO, LEN D
Firm CRD 313112 · CA · Reported as state-registered
Registration date: 2021-08-12
- FIRST DOWN FINANCIAL
Firm CRD 313133 · CA · Reported as state-registered
Registration date: 2025-05-06
- PRESIDIO FINANCIAL ADVISORS LLC
Firm CRD 313150 · CA · Reported as state-registered
Registration date: 2021-04-13
- MOAT CAPITAL
Firm CRD 313152 · CA · Reported as state-registered
Registration date: 2025-01-01
- EMERALD PACIFIC INVESTMENT ADVISORS LLC
Firm CRD 313155 · WA · Reported as state-registered
Registration date: 2021-09-01
- AIONIOS CAPITAL PARTNERS, LLC
Firm CRD 313190 · CA · Reported as state-registered
Registration date: 2021-11-23
- GOLZAR INVESTMENT GROUP LLC
Firm CRD 313194 · CA · Reported as state-registered
Registration date: 2021-04-06
- GEDDI CAPITAL LLC
Firm CRD 313214 · TX · Reported as state-registered
Registration date: 2021-05-12
- LTS FINANCIAL GROUP
Firm CRD 313215 · TX · Reported as state-registered
Registration date: 2021-04-21
- KMI WEALTH ADVISORS
Firm CRD 313218 · CA · Reported as state-registered
Registration date: 2023-05-17
- SANCUS WEALTH MANAGEMENT LLC
Firm CRD 313226 · TX · Reported as state-registered
Registration date: 2021-11-19
- TARASCIO FINANCIAL PLANNING, LLC
Firm CRD 313228 · AZ · Reported as state-registered
Registration date: 2022-02-03
- COULEUR INVESTMENTS
Firm CRD 313231 · CA · Reported as state-registered
Registration date: 2025-07-11
- THE BOTTOM LINE WEALTH MANAGEMENT LTD.
Firm CRD 313232 · AZ · Reported as state-registered
Registration date: 2021-07-12
- MOMENTUM FINANCIAL AND INSURANCE SERVICES LLC
Firm CRD 313233 · AZ · Reported as state-registered
Registration date: 2025-09-24
- MOMENTUM FINANCIAL AND INSURANCE SERVICES LLC
Firm CRD 313233 · CA · Reported as state-registered
Registration date: 2021-06-03
- MOMENTUM FINANCIAL AND INSURANCE SERVICES LLC
Firm CRD 313233 · WA · Reported as state-registered
Registration date: 2026-09-02
- CENTER PILLAR WEALTH MANAGEMENT LLC
Firm CRD 313243 · CA · Reported as state-registered
Registration date: 2021-05-27
- THE CURTIS COMPANY
Firm CRD 313258 · CA · Reported as state-registered
Registration date: 2021-04-13
- RASKIN GLOBAL INC.
Firm CRD 313300 · CA · Reported as state-registered
Registration date: 2026-08-07