State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- MOMENTUM FINANCIAL STRATEGIES, LLC
Firm CRD 315885 · TX · Reported as state-registered
Registration date: 2024-01-19
- NW STRAITS FINANCIAL SERVICES
Firm CRD 315904 · WA · Reported as state-registered
Registration date: 2022-01-03
- GLOBAL WEALTH HARBOR
Firm CRD 315907 · CA · Reported as state-registered
Registration date: 2021-08-31
- RCA WEALTH STRATEGIES LLC
Firm CRD 315915 · CA · Reported as state-registered
Registration date: 2023-05-22
- NUBIAN SQUARE INVESTMENT ADVISORS, LLC
Firm CRD 315955 · TX · Reported as state-registered
Registration date: 2021-11-01
- ALOHA WEALTH PARTNERS
Firm CRD 315961 · CA · Reported as state-registered
Registration date: 2021-09-03
- MISSION RETIREMENT
Firm CRD 315964 · TX · Reported as state-registered
Registration date: 2021-10-26
- COPLANNING FINANCIAL LLC
Firm CRD 315970 · CA · Reported as state-registered
Registration date: 2025-03-10
- LYMANWEALTH LLC
Firm CRD 315973 · CA · Reported as state-registered
Registration date: 2025-06-06
- MACFARLANE INVESTORS
Firm CRD 315984 · CA · Reported as state-registered
Registration date: 2025-10-20
- MACFARLANE INVESTORS
Firm CRD 315984 · TX · Reported as state-registered
Registration date: 2026-06-03
- MACFARLANE INVESTORS
Firm CRD 315984 · WA · Reported as state-registered
Registration date: 2021-10-01
- PENN ADVISORY GROUP INC.
Firm CRD 315991 · AZ · Reported as state-registered
Registration date: 2026-05-22
- CATEY, INC.
Firm CRD 316011 · CA · Reported as state-registered
Registration date: 2022-07-12
- AMPLIFIED ALPHA
Firm CRD 316022 · CA · Reported as state-registered
Registration date: 2022-02-09
- AMPLIFIED ALPHA
Firm CRD 316022 · TX · Reported as state-registered
Registration date: 2022-02-02
- MCDONALD HARTMAN WEALTH ADVISORS
Firm CRD 316031 · CA · Reported as state-registered
Registration date: 2022-06-30
- EVOLVE WEALTH ADVISORS LP
Firm CRD 316038 · AZ · Reported as state-registered
Registration date: 2022-04-21
- EVOLVE WEALTH ADVISORS LP
Firm CRD 316038 · CA · Reported as state-registered
Registration date: 2022-07-05
- FESC ASSET MANAGEMENT LLC
Firm CRD 316067 · TX · Reported as state-registered
Registration date: 2023-07-27
- THE PLAYBOOK ADVIZOR
Firm CRD 316085 · CA · Reported as state-registered
Registration date: 2021-10-26
- SOLID ROCK CAPITAL MANAGEMENT
Firm CRD 316097 · TX · Reported as state-registered
Registration date: 2021-10-14
- SOF SPECTRUM CAPITAL MANAGEMENT, LLC
Firm CRD 316108 · TX · Reported as state-registered
Registration date: 2024-01-17
- GLOBAL INVESTMENT CAPITAL LLC
Firm CRD 316134 · CA · Reported as state-registered
Registration date: 2021-09-03
- LUMINARY WEALTH ADVISORS
Firm CRD 316140 · TX · Reported as state-registered
Registration date: 2021-10-08