State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- WOODWARD INVESTMENT MANAGEMENT, LLC
Firm CRD 316141 · TX · Reported as state-registered
Registration date: 2021-09-30
- INVESTEDGE PLANNING
Firm CRD 316167 · AZ · Reported as state-registered
Registration date: 2024-04-10
- INVESTEDGE PLANNING
Firm CRD 316167 · CA · Reported as state-registered
Registration date: 2021-09-13
- LAGUNA COAST CAPITAL
Firm CRD 316171 · CA · Reported as state-registered
Registration date: 2021-09-21
- MIDWAY PARTNERS CAPITAL MANAGEMENT, LLC
Firm CRD 316180 · CA · Reported as state-registered
Registration date: 2025-02-10
- MIDWAY PARTNERS CAPITAL MANAGEMENT, LLC
Firm CRD 316180 · TX · Reported as state-registered
Registration date: 2023-01-26
- FLEISCHER & JOHNSON WEALTH MANAGEMENT, INC.
Firm CRD 316194 · AZ · Reported as state-registered
Registration date: 2021-11-09
- CAREFREE INVESTMENT CONSULTING
Firm CRD 316197 · AZ · Reported as state-registered
Registration date: 2021-09-28
- UNITY WEALTH PARTNERS
Firm CRD 316222 · CA · Reported as state-registered
Registration date: 2026-07-31
- NEW PHASE FINANCIAL
Firm CRD 316248 · CA · Reported as state-registered
Registration date: 2021-09-20
- PASHMAN FINANCIAL LLC
Firm CRD 316253 · CA · Reported as state-registered
Registration date: 2021-09-10
- BORMANN WEALTH MANAGEMENT, LLC
Firm CRD 316256 · WA · Reported as state-registered
Registration date: 2021-09-15
- GLOBAL FREEDOM FINANCIAL LLC
Firm CRD 316257 · WA · Reported as state-registered
Registration date: 2022-01-03
- EAGLE INVESTORS LLC
Firm CRD 316259 · CA · Reported as state-registered
Registration date: 2024-03-08
- EAGLE INVESTORS LLC
Firm CRD 316259 · TX · Reported as state-registered
Registration date: 2024-04-26
- BOLD VISION FINANCIAL
Firm CRD 316268 · CA · Reported as state-registered
Registration date: 2026-09-24
- FRESH FORWARD
Firm CRD 316328 · AZ · Reported as state-registered
Registration date: 2025-06-19
- SPARK FINANCIALS LLC
Firm CRD 316349 · CA · Reported as state-registered
Registration date: 2022-02-09
- KELLEY LANE CAPITAL, LLC
Firm CRD 316410 · TX · Reported as state-registered
Registration date: 2022-03-31
- NAUTICAL STAR FINANCIAL GROUP LLC
Firm CRD 316426 · TX · Reported as state-registered
Registration date: 2021-11-19
- NAUTICAL STAR FINANCIAL GROUP LLC
Firm CRD 316426 · WA · Reported as state-registered
Registration date: 2021-12-17
- BRENNAN CAPITAL MANAGEMENT LLC
Firm CRD 316432 · CA · Reported as state-registered
Registration date: 2024-01-01
- ASSURED ADVISORY GROUP, LLC
Firm CRD 316449 · TX · Reported as state-registered
Registration date: 2021-12-08
- CENTURION FINANCIAL STRATEGIES LLC
Firm CRD 316454 · CA · Reported as state-registered
Registration date: 2023-03-23
- CENTURION FINANCIAL STRATEGIES LLC
Firm CRD 316454 · WA · Reported as state-registered
Registration date: 2021-11-26