State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- DELTA CAPITAL INVESTMENTS, LLC
Firm CRD 316458 · CA · Reported as state-registered
Registration date: 2022-05-18
- DONNELLY INVESTMENTS
Firm CRD 316460 · CA · Reported as state-registered
Registration date: 2022-07-27
- DESTEFANO WEALTH MANAGEMENT
Firm CRD 316484 · CA · Reported as state-registered
Registration date: 2021-11-02
- DESTEFANO WEALTH MANAGEMENT
Firm CRD 316484 · TX · Reported as state-registered
Registration date: 2021-09-10
- BRIDGE THE GAP RETIREMENT PLANNERS
Firm CRD 316508 · AZ · Reported as state-registered
Registration date: 2022-07-12
- BRIDGE THE GAP RETIREMENT PLANNERS
Firm CRD 316508 · CA · Reported as state-registered
Registration date: 2021-09-21
- FORWARD FINANCIAL LLC
Firm CRD 316517 · CA · Reported as state-registered
Registration date: 2021-11-09
- FORWARD FINANCIAL LLC
Firm CRD 316517 · TX · Reported as state-registered
Registration date: 2021-11-05
- KINGDOM CAPITAL ADVISORS, LLC
Firm CRD 316530 · CA · Reported as state-registered
Registration date: 2024-05-29
- KINGDOM CAPITAL ADVISORS, LLC
Firm CRD 316530 · TX · Reported as state-registered
Registration date: 2024-04-26
- AKG FINANCIAL GROUP
Firm CRD 316548 · TX · Reported as state-registered
Registration date: 2021-10-19
- CONKLIN SHURE FINANCIAL
Firm CRD 316605 · CA · Reported as state-registered
Registration date: 2024-09-19
- RIVERCREST INVESTMENT ADVISORS, LLC
Firm CRD 316608 · TX · Reported as state-registered
Registration date: 2021-12-17
- ALPHAPLUS WEALTH MANAGEMENT LLC
Firm CRD 316620 · CA · Reported as state-registered
Registration date: 2026-07-23
- ALPHAPLUS WEALTH MANAGEMENT LLC
Firm CRD 316620 · TX · Reported as state-registered
Registration date: 2026-08-04
- WORTHEN FINANCIAL ADVISORS
Firm CRD 316622 · TX · Reported as state-registered
Registration date: 2021-10-25
- PFL PARTNERS LLC
Firm CRD 316661 · CA · Reported as state-registered
Registration date: 2021-12-10
- XINDE ASSET MANAGEMENT LIMITED
Firm CRD 316667 · CA · Reported as state-registered
Registration date: 2022-05-04
- BALLASTER FINANCIAL
Firm CRD 316668 · CA · Reported as state-registered
Registration date: 2023-05-15
- AMARAL FINANCIAL PLANNING
Firm CRD 316681 · CA · Reported as state-registered
Registration date: 2021-10-15
- SPEARHEAD ADVISORS, LLC
Firm CRD 316684 · CA · Reported as state-registered
Registration date: 2021-11-02
- BWS INVESTMENT MANAGEMENT, LLC
Firm CRD 316686 · TX · Reported as state-registered
Registration date: 2025-02-04
- HELM INVESTMENT
Firm CRD 316688 · CA · Reported as state-registered
Registration date: 2021-10-21
- HELM INVESTMENT
Firm CRD 316688 · TX · Reported as state-registered
Registration date: 2021-10-13
- FAVOR WEALTH ADVISORS, LLC
Firm CRD 316705 · CA · Reported as state-registered
Registration date: 2022-05-03