State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- 1 TIMOTHY 6 V 7 LLC
Firm CRD 317642 · TX · Reported as state-registered
Registration date: 2022-04-29
- REDWOOD MONEY
Firm CRD 317667 · CA · Reported as state-registered
Registration date: 2021-12-16
- KANSO CAPITAL
Firm CRD 317708 · WA · Reported as state-registered
Registration date: 2022-01-03
- NUCLO WEALTH
Firm CRD 317730 · TX · Reported as state-registered
Registration date: 2022-08-19
- HARVESTER WEALTH, LLC
Firm CRD 317746 · TX · Reported as state-registered
Registration date: 2022-06-02
- A&M ADVISORY LLC
Firm CRD 317768 · WA · Reported as state-registered
Registration date: 2026-08-05
- TRUE FIDUCIARY FINANCIAL ADVISORS, LLC
Firm CRD 317770 · AZ · Reported as state-registered
Registration date: 2022-01-10
- DAVID THOMAS,CPA,ESQ., PC
Firm CRD 317778 · CA · Reported as state-registered
Registration date: 2026-01-06
- REICHER CAPITAL MANAGEMENT, LLC
Firm CRD 317785 · CA · Reported as state-registered
Registration date: 2022-02-14
- SHORTER, ALDEN M
Firm CRD 317804 · TX · Reported as state-registered
Registration date: 2022-01-07
- ANOVA MANAGEMENT
Firm CRD 317812 · TX · Reported as state-registered
Registration date: 2022-01-03
- TKG FINANCIAL LLC
Firm CRD 317814 · CA · Reported as state-registered
Registration date: 2022-01-01
- TKG FINANCIAL LLC
Firm CRD 317814 · WA · Reported as state-registered
Registration date: 2021-12-09
- KEYSTONE WEALTH ADVISORS, LLC
Firm CRD 317823 · TX · Reported as state-registered
Registration date: 2026-03-20
- MOTUS WEALTH
Firm CRD 317889 · CA · Reported as state-registered
Registration date: 2023-04-14
- STEVENSON ADVISORY SERVICES & INVESTMENTS
Firm CRD 317925 · TX · Reported as state-registered
Registration date: 2022-01-03
- AXIS CAPITAL MANAGEMENT, LLC
Firm CRD 317959 · CA · Reported as state-registered
Registration date: 2022-01-04
- HIGHGATE FINANCIAL PARTNERS
Firm CRD 317963 · CA · Reported as state-registered
Registration date: 2022-01-26
- XPAND INVESTMENT LLC
Firm CRD 317978 · CA · Reported as state-registered
Registration date: 2024-02-02
- POLARIS CAPITAL MANAGEMENT LLC
Firm CRD 317994 · CA · Reported as state-registered
Registration date: 2022-01-24
- OGDEN, THOMAS
Firm CRD 318003 · CA · Reported as state-registered
Registration date: 2022-02-23
- RYERSON FINANCIAL, LLC
Firm CRD 318022 · TX · Reported as state-registered
Registration date: 2022-02-11
- FINCH CAPITAL MANAGEMENT LLC
Firm CRD 318040 · TX · Reported as state-registered
Registration date: 2021-12-21
- FINANCIAL PEAK
Firm CRD 318061 · CA · Reported as state-registered
Registration date: 2022-01-14
- MINDSTATE CAPITAL LLC
Firm CRD 318068 · TX · Reported as state-registered
Registration date: 2024-04-30