State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- MINDSTATE CAPITAL LLC
Firm CRD 318068 · WA · Reported as state-registered
Registration date: 2023-01-19
- CROSSROADS ADVISOR NETWORK LLC
Firm CRD 318072 · WA · Reported as state-registered
Registration date: 2023-07-18
- G. P. GRECO & CO., INC.
Firm CRD 318087 · CA · Reported as state-registered
Registration date: 2022-01-21
- MEADOW LAKE CAPITAL LLC
Firm CRD 318095 · TX · Reported as state-registered
Registration date: 2022-02-17
- VERITE FINANCIAL, LLC
Firm CRD 318099 · TX · Reported as state-registered
Registration date: 2022-01-16
- EIGHTONE CAPITAL LLC
Firm CRD 318132 · TX · Reported as state-registered
Registration date: 2022-01-25
- VITAL CAPITAL LLC
Firm CRD 318147 · CA · Reported as state-registered
Registration date: 2022-06-20
- VITAL CAPITAL LLC
Firm CRD 318147 · TX · Reported as state-registered
Registration date: 2022-06-06
- CAIMAN CAPITAL GROUP LLC
Firm CRD 318162 · TX · Reported as state-registered
Registration date: 2025-12-16
- CEG LIFE FINANCIAL SERVICES
Firm CRD 318216 · WA · Reported as state-registered
Registration date: 2022-01-31
- VISIONARY WEALTH PLANNERS LLC
Firm CRD 318224 · CA · Reported as state-registered
Registration date: 2022-01-26
- AGATA INVESTMENTS LLC
Firm CRD 318275 · CA · Reported as state-registered
Registration date: 2022-04-29
- SANITY CAPITAL MANAGEMENT LLC
Firm CRD 318279 · CA · Reported as state-registered
Registration date: 2022-08-22
- HOLT WEALTH MANAGEMENT LLC
Firm CRD 318304 · TX · Reported as state-registered
Registration date: 2022-05-25
- BLUE RIDGE INVESTMENTS LLC
Firm CRD 318314 · WA · Reported as state-registered
Registration date: 2023-03-07
- BRIGHT LEGACY LLC
Firm CRD 318338 · CA · Reported as state-registered
Registration date: 2022-04-04
- SPONDEO CAPITAL, LLC
Firm CRD 318353 · CA · Reported as state-registered
Registration date: 2022-05-27
- CARLSON WEALTH, LLC
Firm CRD 318362 · AZ · Reported as state-registered
Registration date: 2024-05-17
- MILLION PEBBLES
Firm CRD 318393 · TX · Reported as state-registered
Registration date: 2022-03-22
- MAXIAM CAPITAL, LLC
Firm CRD 318418 · CA · Reported as state-registered
Registration date: 2022-05-12
- SMALL VICTORIES WEALTH
Firm CRD 318429 · CA · Reported as state-registered
Registration date: 2022-01-26
- SMALL VICTORIES WEALTH
Firm CRD 318429 · TX · Reported as state-registered
Registration date: 2022-04-22
- MYFI WEALTH MANAGEMENT, LLC
Firm CRD 318456 · TX · Reported as state-registered
Registration date: 2022-02-23
- DOCSFP
Firm CRD 318460 · CA · Reported as state-registered
Registration date: 2024-06-10
- EMPOWER FINANCIAL
Firm CRD 318472 · CA · Reported as state-registered
Registration date: 2022-02-22