State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- GRB CAPITAL MANAGEMENT LLC
Firm CRD 318917 · TX · Reported as state-registered
Registration date: 2022-03-17
- PENNY LANE WEALTH MANAGEMENT, LLC
Firm CRD 318918 · WA · Reported as state-registered
Registration date: 2022-03-04
- REATHERFORD WEALTH MANAGEMENT LLC
Firm CRD 318975 · TX · Reported as state-registered
Registration date: 2022-05-31
- S & L FINANCIAL MANAGEMENT
Firm CRD 318996 · CA · Reported as state-registered
Registration date: 2022-04-08
- QUALITY FINANCIAL PLANNING LLC
Firm CRD 319000 · TX · Reported as state-registered
Registration date: 2023-08-15
- PETRARCH WEALTH MANAGEMENT
Firm CRD 319001 · CA · Reported as state-registered
Registration date: 2024-03-29
- NEOKAI CAPITAL
Firm CRD 319006 · CA · Reported as state-registered
Registration date: 2025-05-07
- NEOKAI CAPITAL
Firm CRD 319006 · WA · Reported as state-registered
Registration date: 2026-01-02
- IRON HORSE CAPITAL, INC.
Firm CRD 319015 · CA · Reported as state-registered
Registration date: 2022-10-20
- MDO FINANCIAL PLANNING, LLC
Firm CRD 319059 · TX · Reported as state-registered
Registration date: 2022-05-31
- IMPACTFI
Firm CRD 319086 · CA · Reported as state-registered
Registration date: 2022-03-25
- DETERMINED ADVISORS LLC
Firm CRD 319089 · CA · Reported as state-registered
Registration date: 2026-01-13
- FRENCH FAMILY OFFICE, LLC
Firm CRD 319119 · TX · Reported as state-registered
Registration date: 2022-06-01
- KRM ADVISORY SERVICES
Firm CRD 319206 · AZ · Reported as state-registered
Registration date: 2025-02-27
- KRM ADVISORY SERVICES
Firm CRD 319206 · CA · Reported as state-registered
Registration date: 2022-03-24
- GREEN PEAKS PLANNING
Firm CRD 319207 · AZ · Reported as state-registered
Registration date: 2022-04-06
- EXHALE WEALTH
Firm CRD 319219 · CA · Reported as state-registered
Registration date: 2022-09-28
- PAOLO BERNARDI ADVISOR
Firm CRD 319237 · CA · Reported as state-registered
Registration date: 2022-07-01
- FIRST MAIN CAPITAL
Firm CRD 319246 · WA · Reported as state-registered
Registration date: 2022-07-13
- FRESH BREAD INVESTMENTS, LLC
Firm CRD 319251 · CA · Reported as state-registered
Registration date: 2022-03-16
- FRESH BREAD INVESTMENTS, LLC
Firm CRD 319251 · TX · Reported as state-registered
Registration date: 2022-04-04
- MARATHON RETIREMENT PLANNING
Firm CRD 319258 · CA · Reported as state-registered
Registration date: 2022-07-12
- GRAPE MODERN WEALTH MANAGEMENT
Firm CRD 319261 · CA · Reported as state-registered
Registration date: 2022-05-02
- MECHFI
Firm CRD 319279 · CA · Reported as state-registered
Registration date: 2022-08-17
- FINANCIAL CLIENT
Firm CRD 319291 · CA · Reported as state-registered
Registration date: 2022-06-10