State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- FINANCIAL CLIENT
Firm CRD 319291 · TX · Reported as state-registered
Registration date: 2022-06-18
- 7 SATURDAYS FINANCIAL
Firm CRD 319340 · TX · Reported as state-registered
Registration date: 2022-04-13
- FIRSTGEN WEALTH
Firm CRD 319368 · CA · Reported as state-registered
Registration date: 2023-04-07
- PINNACLE FINANCIAL FREEDOM LLC
Firm CRD 319369 · AZ · Reported as state-registered
Registration date: 2022-04-15
- SPIRIT INVESTMENT ADVISORS
Firm CRD 319383 · CA · Reported as state-registered
Registration date: 2023-04-19
- FIVE CEDARS
Firm CRD 319384 · WA · Reported as state-registered
Registration date: 2022-06-08
- PB CAPITAL
Firm CRD 319410 · CA · Reported as state-registered
Registration date: 2022-09-16
- GRAY WEALTH STRATEGIES LLC
Firm CRD 319415 · CA · Reported as state-registered
Registration date: 2025-05-29
- RUTHERFORD CAPITAL, INC.
Firm CRD 319416 · CA · Reported as state-registered
Registration date: 2022-09-22
- BLUE LADDER FINANCIAL PLANNING, LLC
Firm CRD 319431 · TX · Reported as state-registered
Registration date: 2022-04-28
- COMPTON FINANCIAL GROUP, LLC
Firm CRD 319442 · WA · Reported as state-registered
Registration date: 2022-09-06
- SIMPLY HUMAN ADVISORS
Firm CRD 319482 · TX · Reported as state-registered
Registration date: 2022-07-07
- AA WEALTH STRATEGIES LLC
Firm CRD 319496 · TX · Reported as state-registered
Registration date: 2022-05-31
- BRAINTRUST CAPITAL, LLC
Firm CRD 319510 · TX · Reported as state-registered
Registration date: 2022-10-06
- RED TREE INVESTMENTS
Firm CRD 319528 · TX · Reported as state-registered
Registration date: 2022-05-04
- LEE FINANCIAL GROUP
Firm CRD 319537 · CA · Reported as state-registered
Registration date: 2022-05-13
- CYCLE FINANCIAL PLANNING LLC
Firm CRD 319544 · CA · Reported as state-registered
Registration date: 2022-07-06
- ENVISION RETIREMENT LLC
Firm CRD 319587 · AZ · Reported as state-registered
Registration date: 2022-07-22
- ENVISION RETIREMENT LLC
Firm CRD 319587 · CA · Reported as state-registered
Registration date: 2022-08-10
- ENVISION RETIREMENT LLC
Firm CRD 319587 · TX · Reported as state-registered
Registration date: 2022-09-19
- MUELLER WEALTH ADVISORS
Firm CRD 319629 · TX · Reported as state-registered
Registration date: 2022-09-28
- BLESSED FINANCIAL INVESTMENTS, LLC
Firm CRD 319670 · TX · Reported as state-registered
Registration date: 2022-10-31
- BLUE JASPER CAPITAL LLC
Firm CRD 319757 · CA · Reported as state-registered
Registration date: 2022-07-20
- HARRIS FINANCIAL CONSULTING, PLLC
Firm CRD 319760 · TX · Reported as state-registered
Registration date: 2022-05-04
- TOR WEALTH ADVISORS, LLC
Firm CRD 319761 · CA · Reported as state-registered
Registration date: 2022-05-09