State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- FIRST PRINCIPLES INVESTMENT MANAGEMENT LLC
Firm CRD 322280 · CA · Reported as state-registered
Registration date: 2022-08-02
- AKSUM WEALTH, LLC
Firm CRD 322316 · WA · Reported as state-registered
Registration date: 2022-08-29
- KELLY INVESTMENT MANAGEMENT, LLC
Firm CRD 322335 · CA · Reported as state-registered
Registration date: 2026-04-14
- PARAIBA WEALTH MANAGEMENT LLC
Firm CRD 322336 · CA · Reported as state-registered
Registration date: 2022-09-12
- THE RENAISSANCE GROUP
Firm CRD 322356 · CA · Reported as state-registered
Registration date: 2022-08-17
- YLP FINANCIAL, LLC
Firm CRD 322357 · CA · Reported as state-registered
Registration date: 2022-08-24
- LIME ROCK INVESTMENT MANAGEMENT COMPANY, INC.
Firm CRD 322364 · TX · Reported as state-registered
Registration date: 2022-08-11
- WYOMING SYSTEMS GROUP OF BUSINESSES
Firm CRD 322387 · WA · Reported as state-registered
Registration date: 2023-07-26
- AMPHORA CAPITAL INVESTORS, LLC
Firm CRD 322392 · CA · Reported as state-registered
Registration date: 2022-09-28
- STRIDE FINANCIAL PLANNING
Firm CRD 322401 · CA · Reported as state-registered
Registration date: 2023-05-16
- STRIDE FINANCIAL PLANNING
Firm CRD 322401 · WA · Reported as state-registered
Registration date: 2022-09-07
- EXEMPLAR WEALTH ADVISORS, LLC
Firm CRD 322419 · AZ · Reported as state-registered
Registration date: 2022-08-31
- EXEMPLAR WEALTH ADVISORS, LLC
Firm CRD 322419 · CA · Reported as state-registered
Registration date: 2022-10-10
- HIGH NOTE FINANCIAL LLC
Firm CRD 322427 · WA · Reported as state-registered
Registration date: 2022-09-07
- PLANFUL FINANCE LLC
Firm CRD 322439 · CA · Reported as state-registered
Registration date: 2024-01-01
- PLANFUL FINANCE LLC
Firm CRD 322439 · WA · Reported as state-registered
Registration date: 2023-07-12
- LEGION PRIVATE WEALTH MANAGEMENT
Firm CRD 322476 · CA · Reported as state-registered
Registration date: 2025-05-28
- LEGION PRIVATE WEALTH MANAGEMENT
Firm CRD 322476 · WA · Reported as state-registered
Registration date: 2023-04-07
- SCHREINER FINANCIAL SOLUTIONS
Firm CRD 322497 · CA · Reported as state-registered
Registration date: 2026-06-23
- SCHREINER FINANCIAL SOLUTIONS
Firm CRD 322497 · WA · Reported as state-registered
Registration date: 2023-03-24
- CAPITALALPHABET
Firm CRD 322498 · TX · Reported as state-registered
Registration date: 2022-07-27
- DECISION TREE ADVISOR
Firm CRD 322530 · TX · Reported as state-registered
Registration date: 2022-08-11
- GATOR INVESTMENT ADVISORS, LLC
Firm CRD 322533 · CA · Reported as state-registered
Registration date: 2022-08-26
- NOMAD FINANCIAL
Firm CRD 322552 · CA · Reported as state-registered
Registration date: 2026-04-20
- ASSET ACHIEVERS
Firm CRD 322573 · TX · Reported as state-registered
Registration date: 2024-09-26