State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- LEYENDA CAPITAL
Firm CRD 322574 · CA · Reported as state-registered
Registration date: 2022-09-13
- LAZARUS WEALTH MANAGEMENT LLC
Firm CRD 322576 · TX · Reported as state-registered
Registration date: 2022-10-13
- STONEHAVEN ADVISORS, LLC
Firm CRD 322608 · CA · Reported as state-registered
Registration date: 2026-07-29
- CONVEY WEALTH LLC
Firm CRD 322622 · CA · Reported as state-registered
Registration date: 2022-09-06
- FORTH CAPITAL (USA), LLC
Firm CRD 322623 · CA · Reported as state-registered
Registration date: 2023-05-02
- FORTH CAPITAL (USA), LLC
Firm CRD 322623 · TX · Reported as state-registered
Registration date: 2023-01-23
- FORWARD FINANCIAL PLANNING LLC
Firm CRD 322647 · AZ · Reported as state-registered
Registration date: 2026-09-11
- FERN FINANCIAL GROUP, LLC
Firm CRD 322658 · AZ · Reported as state-registered
Registration date: 2022-09-16
- FERN FINANCIAL GROUP, LLC
Firm CRD 322658 · CA · Reported as state-registered
Registration date: 2022-10-24
- FERN FINANCIAL GROUP, LLC
Firm CRD 322658 · TX · Reported as state-registered
Registration date: 2022-09-22
- TIANHU INVESTMENTS
Firm CRD 322665 · CA · Reported as state-registered
Registration date: 2022-08-31
- ORGANIK CAPITAL LLC
Firm CRD 322705 · CA · Reported as state-registered
Registration date: 2022-09-02
- BESPOKE TFC CAPITAL
Firm CRD 322754 · TX · Reported as state-registered
Registration date: 2022-07-29
- KATAPULT FINANCIAL PLANNING LLC
Firm CRD 322757 · CA · Reported as state-registered
Registration date: 2023-11-17
- PURE FINANCIAL LLC
Firm CRD 322781 · AZ · Reported as state-registered
Registration date: 2022-08-10
- SLATEN WEALTH MANAGEMENT
Firm CRD 322802 · CA · Reported as state-registered
Registration date: 2022-08-26
- NEEDVILLE INSURANCE AGENCY INC
Firm CRD 322817 · TX · Reported as state-registered
Registration date: 2022-10-13
- SAGE INVESTMENT GROUP
Firm CRD 322823 · CA · Reported as state-registered
Registration date: 2022-09-26
- FAIRE CAPITAL GROUP
Firm CRD 322829 · WA · Reported as state-registered
Registration date: 2022-12-21
- NEWGEN WEALTH CREATION LLC
Firm CRD 322840 · TX · Reported as state-registered
Registration date: 2026-01-22
- PLUTUS21 CAPITAL MANAGEMENT, L.L.C
Firm CRD 322881 · TX · Reported as state-registered
Registration date: 2023-07-11
- WIDE EYE CAPITAL
Firm CRD 322886 · CA · Reported as state-registered
Registration date: 2026-03-03
- WIDE EYE CAPITAL
Firm CRD 322886 · WA · Reported as state-registered
Registration date: 2024-10-09
- MONTICELLO FINANCIAL ADVISORS
Firm CRD 322890 · TX · Reported as state-registered
Registration date: 2023-03-01
- YOSEMITE WEALTH
Firm CRD 322900 · CA · Reported as state-registered
Registration date: 2022-09-06