State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- BAYNES INVESTMENT COUNSEL LLC
Firm CRD 322909 · TX · Reported as state-registered
Registration date: 2023-06-13
- TREK LINE WEALTH
Firm CRD 322921 · CA · Reported as state-registered
Registration date: 2026-05-12
- FOCUSED MISSION FINANCIAL
Firm CRD 322953 · CA · Reported as state-registered
Registration date: 2022-09-12
- UPRISE ADVISERS LLC
Firm CRD 322959 · CA · Reported as state-registered
Registration date: 2022-10-31
- LEYLAND CYPRESS, LLC
Firm CRD 322964 · CA · Reported as state-registered
Registration date: 2024-02-23
- JANUS FINANCIAL PLANNING, LLC
Firm CRD 322978 · TX · Reported as state-registered
Registration date: 2022-09-15
- TRULY UNBIASED LLC
Firm CRD 322989 · CA · Reported as state-registered
Registration date: 2023-01-01
- WESTERN LEVEL ADVISORS LLC
Firm CRD 323014 · CA · Reported as state-registered
Registration date: 2025-02-05
- 9I CAPITAL GROUP LLC
Firm CRD 323057 · TX · Reported as state-registered
Registration date: 2023-01-30
- BORGER CAPITAL MANAGEMENT LLC
Firm CRD 323065 · CA · Reported as state-registered
Registration date: 2026-06-09
- SUNNYBRANCH WEALTH LLC
Firm CRD 323075 · CA · Reported as state-registered
Registration date: 2025-03-24
- SUNNYBRANCH WEALTH LLC
Firm CRD 323075 · WA · Reported as state-registered
Registration date: 2025-09-12
- PAGE CAPITAL PRIVATE WEALTH MANAGEMENT, LLC
Firm CRD 323081 · CA · Reported as state-registered
Registration date: 2023-02-09
- JOHN G. O'CONNELL
Firm CRD 323103 · CA · Reported as state-registered
Registration date: 2023-04-25
- MDRN WEALTH
Firm CRD 323177 · AZ · Reported as state-registered
Registration date: 2022-09-16
- MDRN WEALTH
Firm CRD 323177 · CA · Reported as state-registered
Registration date: 2023-04-04
- MDRN WEALTH
Firm CRD 323177 · TX · Reported as state-registered
Registration date: 2023-01-06
- MEERA ADVISORY, L.L.C.
Firm CRD 323191 · CA · Reported as state-registered
Registration date: 2022-11-21
- ALONGSIDE WEALTH ADVISORS, LLC
Firm CRD 323235 · CA · Reported as state-registered
Registration date: 2024-08-12
- G. DOUGLAS WEALTH MANAGEMENT
Firm CRD 323256 · TX · Reported as state-registered
Registration date: 2023-07-11
- MARGO FINANCIAL
Firm CRD 323290 · AZ · Reported as state-registered
Registration date: 2022-10-21
- MARGO FINANCIAL
Firm CRD 323290 · CA · Reported as state-registered
Registration date: 2023-02-08
- GLOBALINK WEALTH MANAGEMENT, LLC
Firm CRD 323294 · CA · Reported as state-registered
Registration date: 2023-03-16
- SMARTALPHA WEALTH ADVISORS LLC
Firm CRD 323310 · AZ · Reported as state-registered
Registration date: 2023-01-01
- COLE FINANCIAL ADVISORS, INC.
Firm CRD 323312 · AZ · Reported as state-registered
Registration date: 2023-03-09