State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- DFS CAPITAL MANAGEMENT
Firm CRD 327508 · CA · Reported as state-registered
Registration date: 2023-08-16
- HER PERSONAL FINANCE
Firm CRD 327545 · CA · Reported as state-registered
Registration date: 2025-03-18
- HER PERSONAL FINANCE
Firm CRD 327545 · TX · Reported as state-registered
Registration date: 2023-08-28
- DEPAOLO & MAY STRATEGIC WEALTH LLC
Firm CRD 327564 · CA · Reported as state-registered
Registration date: 2023-09-06
- BRAND NEW DAY WEALTH PLANNING, LLC
Firm CRD 327674 · CA · Reported as state-registered
Registration date: 2023-07-28
- RAIN OR SHINE PLANNING, LLC
Firm CRD 327703 · WA · Reported as state-registered
Registration date: 2024-04-05
- BASS ROCKS, LLC / BASS ROCKS ASSET MANAGEMENT
Firm CRD 327710 · AZ · Reported as state-registered
Registration date: 2026-03-25
- BASS ROCKS, LLC / BASS ROCKS ASSET MANAGEMENT
Firm CRD 327710 · CA · Reported as state-registered
Registration date: 2023-07-28
- PATEL WEALTH STRATEGIES, INC.
Firm CRD 327723 · AZ · Reported as state-registered
Registration date: 2023-09-06
- STONE WALL FINANCIAL
Firm CRD 327726 · TX · Reported as state-registered
Registration date: 2025-10-02
- HALCYON INVESTMENT ADVISOR
Firm CRD 327727 · CA · Reported as state-registered
Registration date: 2023-10-23
- FIDUCIAONE
Firm CRD 327737 · CA · Reported as state-registered
Registration date: 2023-09-25
- WEALTH PLANNING ADVISORS LLC
Firm CRD 327765 · AZ · Reported as state-registered
Registration date: 2024-08-21
- AVINCI WEALTH MANAGEMENT, INC.
Firm CRD 327780 · CA · Reported as state-registered
Registration date: 2024-01-03
- LOCKWOOD WEALTH STRATEGIES, LLC
Firm CRD 327781 · TX · Reported as state-registered
Registration date: 2024-05-23
- FREEMAN & FREEMAN PRIVATE WEALTH MANAGEMENT LLC
Firm CRD 327815 · TX · Reported as state-registered
Registration date: 2023-10-12
- GOLDEN WEALTH CAPITAL, LLC
Firm CRD 327819 · CA · Reported as state-registered
Registration date: 2023-09-11
- ARMADALE ASSET MANAGEMENT LLC
Firm CRD 327824 · CA · Reported as state-registered
Registration date: 2024-05-17
- GENERATIVE FAMILY OFFICE LLC
Firm CRD 327848 · CA · Reported as state-registered
Registration date: 2024-05-09
- STERLING ADVISORY GROUP LLC
Firm CRD 327855 · TX · Reported as state-registered
Registration date: 2025-05-06
- VENADO INVESTMENT ADVISORS LLC
Firm CRD 327856 · CA · Reported as state-registered
Registration date: 2023-08-25
- PORTSALUS WEALTH MANAGEMENT
Firm CRD 327857 · CA · Reported as state-registered
Registration date: 2023-08-22
- WEALTHBOUND ADVISORS
Firm CRD 327860 · AZ · Reported as state-registered
Registration date: 2023-08-24
- WEALTHBOUND ADVISORS
Firm CRD 327860 · CA · Reported as state-registered
Registration date: 2024-11-26
- EMP WEALTH MANAGEMENT LLC
Firm CRD 327869 · WA · Reported as state-registered
Registration date: 2024-04-11