State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- MONIES WEALTH LLC
Firm CRD 327872 · TX · Reported as state-registered
Registration date: 2023-10-04
- JY CAPITAL MANAGEMENT
Firm CRD 327887 · CA · Reported as state-registered
Registration date: 2023-08-21
- COAST BRIDGE CAPITAL
Firm CRD 327898 · CA · Reported as state-registered
Registration date: 2023-09-22
- COAST BRIDGE CAPITAL
Firm CRD 327898 · TX · Reported as state-registered
Registration date: 2024-02-05
- SONDO FI
Firm CRD 327908 · CA · Reported as state-registered
Registration date: 2023-10-12
- SONDO FI
Firm CRD 327908 · TX · Reported as state-registered
Registration date: 2023-11-02
- SECOND OPINION FINANCIAL
Firm CRD 327921 · TX · Reported as state-registered
Registration date: 2023-12-11
- FIRE WEALTH MANAGEMENT, LLC
Firm CRD 327958 · CA · Reported as state-registered
Registration date: 2024-10-28
- LAMB RETIREMENT SOLUTIONS LLC
Firm CRD 327981 · CA · Reported as state-registered
Registration date: 2024-01-01
- UNLOCK INVESTMENTS
Firm CRD 327987 · CA · Reported as state-registered
Registration date: 2024-01-01
- ABOUT TIME FINANCIAL PLANNING
Firm CRD 327989 · CA · Reported as state-registered
Registration date: 2024-08-09
- EFFECTIVE FINANCE LLC
Firm CRD 327998 · CA · Reported as state-registered
Registration date: 2023-09-29
- DALLAS FINANCIAL ADVISORS, LLC
Firm CRD 328001 · TX · Reported as state-registered
Registration date: 2023-10-25
- EAST SHORE INVESTMENT MANAGEMENT LLC
Firm CRD 328008 · CA · Reported as state-registered
Registration date: 2023-10-13
- EDWARD HARO FINANCIAL, LLC
Firm CRD 328012 · CA · Reported as state-registered
Registration date: 2023-09-25
- ALBILITY PLANNING
Firm CRD 328017 · CA · Reported as state-registered
Registration date: 2026-03-10
- CALIFORNIA FINANCIAL PARTNERS, INC.
Firm CRD 328026 · CA · Reported as state-registered
Registration date: 2023-09-21
- MOORE WEALTH PARTNERS, LLC
Firm CRD 328027 · AZ · Reported as state-registered
Registration date: 2023-10-25
- MOORE WEALTH PARTNERS, LLC
Firm CRD 328027 · CA · Reported as state-registered
Registration date: 2023-11-21
- MALONE FINANCIAL PLANNING LLC
Firm CRD 328035 · TX · Reported as state-registered
Registration date: 2023-10-12
- PARKER WEALTH GROUP, LLC
Firm CRD 328036 · TX · Reported as state-registered
Registration date: 2024-04-10
- GROWTH HORIZONS WEALTH MANAGEMENT LLC
Firm CRD 328037 · AZ · Reported as state-registered
Registration date: 2024-03-29
- GROWTH HORIZONS WEALTH MANAGEMENT LLC
Firm CRD 328037 · CA · Reported as state-registered
Registration date: 2024-01-05
- GROWTH HORIZONS WEALTH MANAGEMENT LLC
Firm CRD 328037 · TX · Reported as state-registered
Registration date: 2023-09-18
- FIDELA WEALTH
Firm CRD 328060 · CA · Reported as state-registered
Registration date: 2023-08-29