State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- JB ADVISORY LLC
Firm CRD 329296 · AZ · Reported as state-registered
Registration date: 2024-01-01
- JOHNSON'S CAPITAL PARTNERS CORPORATION
Firm CRD 329331 · CA · Reported as state-registered
Registration date: 2024-05-31
- VALORIA WEALTH MANAGEMENT LLC
Firm CRD 329346 · CA · Reported as state-registered
Registration date: 2025-09-03
- XPONIFY, INC.
Firm CRD 329352 · TX · Reported as state-registered
Registration date: 2024-04-12
- GEORGE, MORGAN & SNEED, P.C.
Firm CRD 329356 · TX · Reported as state-registered
Registration date: 2024-02-28
- CAPITAL GUARD INVESTMENTS LLC
Firm CRD 329362 · CA · Reported as state-registered
Registration date: 2023-12-19
- FIAT LUX FINANCIAL PLANNING
Firm CRD 329391 · CA · Reported as state-registered
Registration date: 2024-01-05
- GRIFFIN CAPITAL ADVISORS
Firm CRD 329405 · AZ · Reported as state-registered
Registration date: 2024-05-28
- CONVERGENCE WEALTH PARTNERS LLC
Firm CRD 329438 · CA · Reported as state-registered
Registration date: 2025-07-11
- SAMCO PROPRIETARY TRADING, INC.
Firm CRD 329446 · TX · Reported as state-registered
Registration date: 2024-03-19
- SA INVESTMENT ADVISORY
Firm CRD 329454 · AZ · Reported as state-registered
Registration date: 2024-05-07
- HAAS FINANCIAL, INC.
Firm CRD 329490 · AZ · Reported as state-registered
Registration date: 2024-07-16
- DRUMOND WEALTH MANAGEMENT
Firm CRD 329502 · TX · Reported as state-registered
Registration date: 2024-02-23
- FOLSOM WEALTH ADVISORS
Firm CRD 329515 · CA · Reported as state-registered
Registration date: 2024-02-20
- FOLSOM WEALTH ADVISORS
Firm CRD 329515 · WA · Reported as state-registered
Registration date: 2025-04-08
- SYMPHONY ONE CAPITAL MANAGEMENT, LLC
Firm CRD 329568 · TX · Reported as state-registered
Registration date: 2024-03-15
- CASMILNER CONSULTING LLC
Firm CRD 329570 · TX · Reported as state-registered
Registration date: 2024-02-20
- CRAFTED FINANCIAL PLANNING
Firm CRD 329597 · AZ · Reported as state-registered
Registration date: 2024-01-26
- ONWARD FINANCIAL ADVISING LLC
Firm CRD 329602 · WA · Reported as state-registered
Registration date: 2024-04-30
- BKS WEALTH LLC
Firm CRD 329627 · AZ · Reported as state-registered
Registration date: 2026-05-05
- BKS WEALTH LLC
Firm CRD 329627 · CA · Reported as state-registered
Registration date: 2024-02-20
- SHIFT 4 ADVISORS, INC.
Firm CRD 329628 · CA · Reported as state-registered
Registration date: 2025-03-18
- JEFFREY JOSEPH MANAGEMENT
Firm CRD 329679 · CA · Reported as state-registered
Registration date: 2024-01-22
- FONDAHN FINANCIAL
Firm CRD 329680 · WA · Reported as state-registered
Registration date: 2025-01-10
- ROOT WEALTH MANAGEMENT
Firm CRD 329683 · TX · Reported as state-registered
Registration date: 2024-07-17