State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- XEL
Firm CRD 329693 · CA · Reported as state-registered
Registration date: 2024-02-09
- FARID CONSULTING
Firm CRD 329705 · CA · Reported as state-registered
Registration date: 2024-06-13
- OLDE WORLD INVESTMENTS
Firm CRD 329714 · CA · Reported as state-registered
Registration date: 2024-02-07
- CARNEGIE WEALTH MANAGEMENT LLC
Firm CRD 329747 · CA · Reported as state-registered
Registration date: 2024-12-24
- THE WEALTH COLLABORATIVE
Firm CRD 329753 · CA · Reported as state-registered
Registration date: 2024-10-29
- RIMAC
Firm CRD 329760 · CA · Reported as state-registered
Registration date: 2025-07-15
- PLUTUS WEALTH MANAGEMENT
Firm CRD 329764 · CA · Reported as state-registered
Registration date: 2024-02-23
- AS INVESTMENT PARTNERS LLC
Firm CRD 329772 · TX · Reported as state-registered
Registration date: 2024-02-01
- CHAMBERS FINANCIAL CONSULTING
Firm CRD 329781 · TX · Reported as state-registered
Registration date: 2024-06-21
- BALL INVESTMENTS CORPORATION
Firm CRD 329782 · CA · Reported as state-registered
Registration date: 2024-10-23
- BALL INVESTMENTS CORPORATION
Firm CRD 329782 · TX · Reported as state-registered
Registration date: 2024-05-06
- TRUVISTA ADVISORS LLC
Firm CRD 329785 · WA · Reported as state-registered
Registration date: 2024-06-06
- FTIB ASSET MANAGEMENT LLC
Firm CRD 329791 · CA · Reported as state-registered
Registration date: 2024-05-14
- ROCKWEALTH FINANCIAL LLC
Firm CRD 329798 · CA · Reported as state-registered
Registration date: 2024-02-12
- TWO THREE FIVE
Firm CRD 329833 · CA · Reported as state-registered
Registration date: 2024-10-24
- GHOST STRATEGIES LLC
Firm CRD 329834 · TX · Reported as state-registered
Registration date: 2024-03-28
- ALPHAVISTA ASSET MANAGEMENT LLC
Firm CRD 329866 · TX · Reported as state-registered
Registration date: 2024-03-04
- SMITH, MICHAEL, GLEN
Firm CRD 329881 · TX · Reported as state-registered
Registration date: 2024-02-29
- OMNI INVESTMENT SOLUTIONS LLC
Firm CRD 329893 · AZ · Reported as state-registered
Registration date: 2024-02-22
- WEALTHSTONE PRIVATE WEALTH MANAGEMENT, LLC
Firm CRD 329895 · AZ · Reported as state-registered
Registration date: 2024-07-12
- WEALTHSTONE PRIVATE WEALTH MANAGEMENT, LLC
Firm CRD 329895 · CA · Reported as state-registered
Registration date: 2026-03-17
- PERENNIAL WEALTH ADVISORS, LLC
Firm CRD 329913 · TX · Reported as state-registered
Registration date: 2024-06-17
- STAMOS AND STAMOS
Firm CRD 329926 · CA · Reported as state-registered
Registration date: 2024-10-11
- AMB FINANCIAL LLC
Firm CRD 329930 · CA · Reported as state-registered
Registration date: 2024-04-09
- MEASURED MONEY MANEUVERS
Firm CRD 329939 · CA · Reported as state-registered
Registration date: 2024-04-11