State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- ONE XVI WEALTH
Firm CRD 329940 · TX · Reported as state-registered
Registration date: 2024-04-05
- OPEN PATH FINANCIAL
Firm CRD 329943 · CA · Reported as state-registered
Registration date: 2024-04-24
- CANDOR WEALTH MANAGEMENT, LLC
Firm CRD 329951 · TX · Reported as state-registered
Registration date: 2024-05-16
- LOS GATOS FINANCIAL LLC
Firm CRD 329966 · CA · Reported as state-registered
Registration date: 2024-03-12
- SOPHRONIA WEALTH ADVISORS
Firm CRD 329967 · CA · Reported as state-registered
Registration date: 2025-05-06
- SOPHRONIA WEALTH ADVISORS
Firm CRD 329967 · TX · Reported as state-registered
Registration date: 2024-05-07
- TWOTEN PLANNING, PLLC
Firm CRD 329989 · TX · Reported as state-registered
Registration date: 2024-05-08
- TWIN ROBINS CAPITAL
Firm CRD 329990 · AZ · Reported as state-registered
Registration date: 2026-09-22
- HEWITT WEALTH MANAGEMENT INC.
Firm CRD 330001 · CA · Reported as state-registered
Registration date: 2024-04-05
- ARGON ADVISORS
Firm CRD 330015 · TX · Reported as state-registered
Registration date: 2024-02-14
- LONGITUDE FINANCIAL PLANNING
Firm CRD 330023 · TX · Reported as state-registered
Registration date: 2024-04-26
- SHARPER IMAGE FINANCIAL SERVICES, LLC
Firm CRD 330048 · CA · Reported as state-registered
Registration date: 2025-05-14
- SHARPER IMAGE FINANCIAL SERVICES, LLC
Firm CRD 330048 · TX · Reported as state-registered
Registration date: 2025-05-06
- ADVISORY API SYSTEMS LLC
Firm CRD 330083 · CA · Reported as state-registered
Registration date: 2024-03-26
- PENDLEBURY HALL ADVISORS, LLC
Firm CRD 330085 · WA · Reported as state-registered
Registration date: 2024-07-30
- SUN VALLEY ADVISORY
Firm CRD 330092 · AZ · Reported as state-registered
Registration date: 2024-03-25
- 360 BUSINESS MANAGEMENT
Firm CRD 330116 · CA · Reported as state-registered
Registration date: 2024-06-18
- MAGNOLIA WEALTH
Firm CRD 330124 · TX · Reported as state-registered
Registration date: 2024-05-09
- EXEMPLAR WEALTH PARTNERS LLC
Firm CRD 330163 · TX · Reported as state-registered
Registration date: 2024-04-26
- NOVICE CAPITAL LLC
Firm CRD 330179 · CA · Reported as state-registered
Registration date: 2024-05-22
- CHANGE WEALTH ADVISORS
Firm CRD 330182 · WA · Reported as state-registered
Registration date: 2025-03-31
- FORMA FINANCIAL PLANNING
Firm CRD 330194 · TX · Reported as state-registered
Registration date: 2024-04-12
- BDL WEALTH MANAGEMENT PLLC
Firm CRD 330196 · WA · Reported as state-registered
Registration date: 2024-10-14
- JRO WEALTH MANAGEMENT LLC
Firm CRD 330208 · CA · Reported as state-registered
Registration date: 2024-04-26
- JS CONSULTING
Firm CRD 330210 · CA · Reported as state-registered
Registration date: 2024-05-31