State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- SALINAS ASSET MANAGEMENT, LLC
Firm CRD 331141 · TX · Reported as state-registered
Registration date: 2024-05-07
- THE ENSEMBLE TEAM
Firm CRD 331144 · WA · Reported as state-registered
Registration date: 2025-10-14
- SF PLANNING GROUP LLC
Firm CRD 331145 · TX · Reported as state-registered
Registration date: 2024-06-03
- MONEY CALCULUS LLC
Firm CRD 331211 · TX · Reported as state-registered
Registration date: 2024-05-29
- MODERN WEALTH LLC
Firm CRD 331245 · AZ · Reported as state-registered
Registration date: 2024-05-30
- MODERN WEALTH LLC
Firm CRD 331245 · CA · Reported as state-registered
Registration date: 2024-05-31
- WOODMONT FINANCIAL PARTNERS LLC
Firm CRD 331264 · AZ · Reported as state-registered
Registration date: 2024-06-04
- AFFINITY ASSET MANAGEMENT
Firm CRD 331296 · CA · Reported as state-registered
Registration date: 2024-07-16
- PACIFIC CANYON INVESTMENTS
Firm CRD 331320 · AZ · Reported as state-registered
Registration date: 2024-05-17
- PACIFIC CANYON INVESTMENTS
Firm CRD 331320 · CA · Reported as state-registered
Registration date: 2024-06-18
- MINDFUL INVESTING LLC
Firm CRD 331322 · TX · Reported as state-registered
Registration date: 2024-07-16
- TRANSITION FAMILY WEALTH
Firm CRD 331328 · AZ · Reported as state-registered
Registration date: 2024-05-23
- YOUR FINANCIAL ADVOCATE, LLC
Firm CRD 331376 · WA · Reported as state-registered
Registration date: 2024-08-30
- APAM, LLC
Firm CRD 331386 · WA · Reported as state-registered
Registration date: 2026-09-29
- CASH FLOW TECHNOLOGIES
Firm CRD 331403 · CA · Reported as state-registered
Registration date: 2024-09-27
- MCWILLIAMS ASSET MANAGEMENT INC.
Firm CRD 331404 · CA · Reported as state-registered
Registration date: 2025-01-22
- MCWILLIAMS ASSET MANAGEMENT INC.
Firm CRD 331404 · TX · Reported as state-registered
Registration date: 2025-09-08
- AMPLIO WEALTH
Firm CRD 331415 · CA · Reported as state-registered
Registration date: 2026-09-10
- EASTLAKE PLANNING LLC
Firm CRD 331427 · TX · Reported as state-registered
Registration date: 2024-07-24
- JOS PLANNING
Firm CRD 331432 · TX · Reported as state-registered
Registration date: 2024-09-27
- NINJA WEALTH ADVISORS, LLC
Firm CRD 331447 · WA · Reported as state-registered
Registration date: 2024-10-28
- FINTENT
Firm CRD 331452 · CA · Reported as state-registered
Registration date: 2024-07-17
- SAILCREST CAPITAL MANAGEMENT LLC
Firm CRD 331486 · CA · Reported as state-registered
Registration date: 2024-08-09
- EQUITYFTW
Firm CRD 331508 · CA · Reported as state-registered
Registration date: 2024-07-02
- CONFIDO CAPITAL, LLC
Firm CRD 331517 · CA · Reported as state-registered
Registration date: 2026-02-17