State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- MISSION CAPITAL ADVISORS INC.
Firm CRD 331522 · CA · Reported as state-registered
Registration date: 2024-09-30
- QUANT PORTFOLIO MANAGEMENT
Firm CRD 331525 · CA · Reported as state-registered
Registration date: 2024-07-24
- NAV FINANCIAL, LLC
Firm CRD 331534 · CA · Reported as state-registered
Registration date: 2024-06-10
- ALPINE ROAD FINANCIAL
Firm CRD 331538 · CA · Reported as state-registered
Registration date: 2026-06-11
- CALVIN S MAZLUMYAN, ATTORNEY
Firm CRD 331551 · CA · Reported as state-registered
Registration date: 2024-06-11
- UNITAS PARTNERS LLC
Firm CRD 331564 · TX · Reported as state-registered
Registration date: 2026-04-02
- BLACKWATER FINANCIAL
Firm CRD 331580 · CA · Reported as state-registered
Registration date: 2024-12-13
- PACIFIC SPIRIT INVESTMENTS LP
Firm CRD 331583 · CA · Reported as state-registered
Registration date: 2024-10-31
- ZENITH FINANCIAL PLANNING INC
Firm CRD 331585 · CA · Reported as state-registered
Registration date: 2026-09-24
- ENCOMPASS FINANCIAL SERVICES
Firm CRD 331597 · CA · Reported as state-registered
Registration date: 2024-08-01
- AMWH ASSET MANAGEMENT LLC
Firm CRD 331629 · TX · Reported as state-registered
Registration date: 2024-09-05
- PATHLIGHT WEALTH MANAGEMENT
Firm CRD 331642 · CA · Reported as state-registered
Registration date: 2024-08-09
- BESPOKE CAPITAL ADVISORS, INC.
Firm CRD 331647 · TX · Reported as state-registered
Registration date: 2026-09-21
- GUTMAN FINANCIAL PLANNING LLC
Firm CRD 331668 · CA · Reported as state-registered
Registration date: 2024-07-22
- ANCHORED WEALTH
Firm CRD 331693 · TX · Reported as state-registered
Registration date: 2024-07-03
- MP3 FINANCE LLC
Firm CRD 331694 · CA · Reported as state-registered
Registration date: 2024-08-12
- MCCULLOUGH WEALTH MANAGEMENT LLC
Firm CRD 331695 · TX · Reported as state-registered
Registration date: 2024-07-15
- DUOMO CAPITAL
Firm CRD 331703 · CA · Reported as state-registered
Registration date: 2024-07-09
- BOS TAURUS
Firm CRD 331704 · CA · Reported as state-registered
Registration date: 2024-07-11
- SIGMA3CAPITAL LLC
Firm CRD 331720 · CA · Reported as state-registered
Registration date: 2024-06-27
- ILS FINANCIAL, LLC
Firm CRD 331725 · TX · Reported as state-registered
Registration date: 2024-09-06
- SELECT INVESTMENT SERVICES
Firm CRD 331739 · CA · Reported as state-registered
Registration date: 2024-09-25
- SIMPLI-FI ALPHA LLC
Firm CRD 331746 · TX · Reported as state-registered
Registration date: 2024-12-06
- SIMPLI-FI ALPHA LLC
Firm CRD 331746 · WA · Reported as state-registered
Registration date: 2025-01-09
- ROSS WEALTH GROUP, LLC
Firm CRD 331750 · TX · Reported as state-registered
Registration date: 2024-12-20