State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- SOUTHERN CALIFORNIA WEALTH MANAGEMENT ASSOCIATES
Firm CRD 332016 · CA · Reported as state-registered
Registration date: 2024-11-22
- ROHR FINANCIAL ADVISORS, LLC
Firm CRD 332018 · CA · Reported as state-registered
Registration date: 2025-04-10
- BEHAVIOR SHIFT
Firm CRD 332054 · CA · Reported as state-registered
Registration date: 2024-07-24
- STILLFOREST WEALTH MANAGEMENT
Firm CRD 332066 · TX · Reported as state-registered
Registration date: 2024-07-26
- MURAWSKI WEALTH MANAGEMENT
Firm CRD 332094 · CA · Reported as state-registered
Registration date: 2024-08-05
- MANION FINANCIAL SOLUTIONS LLC
Firm CRD 332140 · CA · Reported as state-registered
Registration date: 2026-09-03
- THE DR TEAM
Firm CRD 332151 · CA · Reported as state-registered
Registration date: 2024-10-04
- INKED INVESTMENTS
Firm CRD 332181 · TX · Reported as state-registered
Registration date: 2024-11-12
- PRIME PERSONAL FINANCE
Firm CRD 332190 · TX · Reported as state-registered
Registration date: 2024-09-09
- DE ROSA ASSET MANAGEMENT, LLC
Firm CRD 332191 · TX · Reported as state-registered
Registration date: 2024-09-05
- LEWIS WEIL CO.
Firm CRD 332194 · CA · Reported as state-registered
Registration date: 2026-07-07
- LEWIS WEIL CO.
Firm CRD 332194 · TX · Reported as state-registered
Registration date: 2024-09-26
- MESSINA WEALTH MANAGEMENT, LLC
Firm CRD 332216 · CA · Reported as state-registered
Registration date: 2025-07-24
- MESSINA WEALTH MANAGEMENT, LLC
Firm CRD 332216 · TX · Reported as state-registered
Registration date: 2025-07-08
- BROOKS WEALTH MANAGEMENT
Firm CRD 332237 · CA · Reported as state-registered
Registration date: 2024-08-07
- NN INVESTMENT ADVISORY, LLC
Firm CRD 332240 · CA · Reported as state-registered
Registration date: 2024-11-27
- FIDUCIARY SOLUTIONS LLC
Firm CRD 332247 · AZ · Reported as state-registered
Registration date: 2026-01-28
- FIDUCIARY SOLUTIONS LLC
Firm CRD 332247 · CA · Reported as state-registered
Registration date: 2025-05-23
- TRACTION WEALTH MANAGEMENT, LLC
Firm CRD 332263 · CA · Reported as state-registered
Registration date: 2024-09-19
- ADVISORY DIALECTICS
Firm CRD 332273 · CA · Reported as state-registered
Registration date: 2024-10-11
- FARNEY PRIVATE WEALTH MANAGEMENT, LLC
Firm CRD 332291 · TX · Reported as state-registered
Registration date: 2024-08-27
- PODER WEALTH ADVISORS
Firm CRD 332301 · CA · Reported as state-registered
Registration date: 2025-03-10
- VITALITY WEALTH PLANNING
Firm CRD 332303 · WA · Reported as state-registered
Registration date: 2024-11-12
- PISTOL HILL CAPITAL
Firm CRD 332333 · TX · Reported as state-registered
Registration date: 2024-08-02
- TATE CAPITAL GROUP
Firm CRD 332336 · CA · Reported as state-registered
Registration date: 2024-09-19