State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- MORENO CAPITAL
Firm CRD 332358 · CA · Reported as state-registered
Registration date: 2024-09-12
- NEW PARADIGM WEALTH ADVISORY
Firm CRD 332369 · CA · Reported as state-registered
Registration date: 2025-02-28
- STABLEFORD CAPITAL PARTNERS
Firm CRD 332397 · TX · Reported as state-registered
Registration date: 2024-08-07
- PATEL CAPITAL MANAGEMENT
Firm CRD 332403 · CA · Reported as state-registered
Registration date: 2024-11-27
- BABIN WEALTH MANAGEMENT
Firm CRD 332423 · AZ · Reported as state-registered
Registration date: 2024-09-04
- BABIN WEALTH MANAGEMENT
Firm CRD 332423 · CA · Reported as state-registered
Registration date: 2025-03-06
- FLAGSHIP WEALTH MANAGEMENT GROUP, LLC
Firm CRD 332428 · TX · Reported as state-registered
Registration date: 2024-10-24
- LEADERSHIP FINANCIAL ADVISORS, LLC
Firm CRD 332430 · TX · Reported as state-registered
Registration date: 2024-11-21
- ALOFT FINANCIAL
Firm CRD 332450 · WA · Reported as state-registered
Registration date: 2025-01-27
- JI FINANCIAL SERVICES, LLC
Firm CRD 332454 · TX · Reported as state-registered
Registration date: 2025-01-09
- QUIVIRA ADVISORS, LLC
Firm CRD 332457 · CA · Reported as state-registered
Registration date: 2025-01-01
- QUIVIRA ADVISORS, LLC
Firm CRD 332457 · TX · Reported as state-registered
Registration date: 2024-12-06
- MOUNTAIN GOAT WEALTH MANAGEMENT LLC
Firm CRD 332464 · TX · Reported as state-registered
Registration date: 2025-11-20
- TRIFLAME CAPITAL
Firm CRD 332465 · CA · Reported as state-registered
Registration date: 2024-11-06
- SILICON BEACH FINANCIAL LLC
Firm CRD 332472 · CA · Reported as state-registered
Registration date: 2024-08-30
- RUSHMORE CAPITAL PARTNERS
Firm CRD 332491 · CA · Reported as state-registered
Registration date: 2024-09-19
- TORTOISE WEALTH MANAGEMENT
Firm CRD 332492 · AZ · Reported as state-registered
Registration date: 2024-09-03
- ANNUALITIX
Firm CRD 332510 · TX · Reported as state-registered
Registration date: 2024-09-14
- EQUITY X INVESTMENTS, LLC
Firm CRD 332527 · CA · Reported as state-registered
Registration date: 2024-12-06
- TWO TRAILS FINANCIAL PLANNING
Firm CRD 332553 · CA · Reported as state-registered
Registration date: 2026-01-06
- QUANTWEALTH ADVISORS LLC
Firm CRD 332564 · CA · Reported as state-registered
Registration date: 2025-01-08
- QUANTWEALTH ADVISORS LLC
Firm CRD 332564 · TX · Reported as state-registered
Registration date: 2024-08-27
- HAWK ADVISORY LLC
Firm CRD 332571 · CA · Reported as state-registered
Registration date: 2024-09-18
- A7 MANAGEMENT
Firm CRD 332576 · CA · Reported as state-registered
Registration date: 2024-11-05
- HOWLETT TAX SERVICES, INC
Firm CRD 332582 · AZ · Reported as state-registered
Registration date: 2026-07-30