State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- ARDENT WEALTH MANAGEMENT
Firm CRD 332593 · AZ · Reported as state-registered
Registration date: 2024-11-08
- G & R FINANCIAL SOLUTIONS LLC
Firm CRD 332634 · CA · Reported as state-registered
Registration date: 2026-08-18
- BENARI CAPITAL, LLC
Firm CRD 332651 · CA · Reported as state-registered
Registration date: 2025-11-26
- SAGEWATER WEALTH MANAGEMENT LLC
Firm CRD 332662 · CA · Reported as state-registered
Registration date: 2025-03-10
- SIERRA HOTEL FINANCIAL LLC
Firm CRD 332672 · CA · Reported as state-registered
Registration date: 2024-11-19
- SIERRA HOTEL FINANCIAL LLC
Firm CRD 332672 · TX · Reported as state-registered
Registration date: 2024-10-24
- SEAPOINT CAPITAL MANAGEMENT LLC
Firm CRD 332674 · CA · Reported as state-registered
Registration date: 2024-09-06
- SHEPHERD INVESTMENT MANAGEMENT
Firm CRD 332697 · CA · Reported as state-registered
Registration date: 2024-10-24
- PARADISE ADVISOR GROUP LLC
Firm CRD 332698 · WA · Reported as state-registered
Registration date: 2025-08-14
- LIFE STORY WEALTH PLANNING
Firm CRD 332717 · AZ · Reported as state-registered
Registration date: 2024-11-18
- JOYNER FINANCIAL PLANNING LLC
Firm CRD 332718 · CA · Reported as state-registered
Registration date: 2025-01-01
- ALTERE FINANCIAL, LLC
Firm CRD 332723 · TX · Reported as state-registered
Registration date: 2024-11-21
- FINZ ADVISORS, LLC
Firm CRD 332737 · CA · Reported as state-registered
Registration date: 2024-12-16
- NORTHWOODS FINANCIAL PARTNERS LLC
Firm CRD 332747 · CA · Reported as state-registered
Registration date: 2024-10-24
- AIHARA WEALTH MANAGEMENT LLC
Firm CRD 332749 · CA · Reported as state-registered
Registration date: 2024-11-05
- CONVICTION WEALTH MANAGEMENT LLC
Firm CRD 332751 · TX · Reported as state-registered
Registration date: 2026-09-24
- ASSETFUSION
Firm CRD 332755 · TX · Reported as state-registered
Registration date: 2024-10-30
- BEE FINANCIAL PARTNERS WEALTH, LLC
Firm CRD 332761 · TX · Reported as state-registered
Registration date: 2024-09-26
- BAUCOM WEALTH MANAGEMENT LLC
Firm CRD 332763 · TX · Reported as state-registered
Registration date: 2024-10-01
- THE BLACKMONT GROUP
Firm CRD 332776 · CA · Reported as state-registered
Registration date: 2024-09-27
- BPW ADVISORY SERVICES LLC
Firm CRD 332779 · TX · Reported as state-registered
Registration date: 2024-11-21
- FULL FOCUS CAPITAL MANAGEMENT
Firm CRD 332780 · CA · Reported as state-registered
Registration date: 2026-02-23
- STUDIOI, LLC
Firm CRD 332785 · AZ · Reported as state-registered
Registration date: 2024-08-29
- TRANQUIL ASSET MANAGEMENT LLC
Firm CRD 332804 · CA · Reported as state-registered
Registration date: 2024-09-13
- BRINK FINANCIAL GROUP, INC.
Firm CRD 332809 · CA · Reported as state-registered
Registration date: 2025-06-10