State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- A SMALL INVESTMENT
Firm CRD 332816 · TX · Reported as state-registered
Registration date: 2024-10-24
- 49TH PARALLEL WEALTH MANAGEMENT
Firm CRD 332829 · AZ · Reported as state-registered
Registration date: 2024-10-07
- WEALTH FOR LIFE, LLC
Firm CRD 332834 · AZ · Reported as state-registered
Registration date: 2025-10-15
- MANZANITA WEALTH MANAGEMENT LLC
Firm CRD 332842 · CA · Reported as state-registered
Registration date: 2024-09-16
- THIRD WAVE CAPITAL LLC
Firm CRD 332862 · TX · Reported as state-registered
Registration date: 2025-07-17
- CASTANEDA FINANCIAL MANAGEMENT
Firm CRD 332892 · AZ · Reported as state-registered
Registration date: 2024-09-25
- RIVAL CAPITAL MANAGEMENT, LLC
Firm CRD 332898 · TX · Reported as state-registered
Registration date: 2024-10-17
- GOUDA WEALTH PLANNING
Firm CRD 332903 · CA · Reported as state-registered
Registration date: 2024-12-18
- LIFE STRATEGY PARTNERS
Firm CRD 332925 · AZ · Reported as state-registered
Registration date: 2024-09-03
- NORTHERN MONARCH CAPITAL LLC
Firm CRD 332937 · CA · Reported as state-registered
Registration date: 2025-03-24
- NORTHERN MONARCH CAPITAL LLC
Firm CRD 332937 · TX · Reported as state-registered
Registration date: 2025-03-28
- NORTHERN MONARCH CAPITAL LLC
Firm CRD 332937 · WA · Reported as state-registered
Registration date: 2025-02-26
- NEWHOUSE INTEGRATED FINANCIAL ADVISORS LLC
Firm CRD 332939 · CA · Reported as state-registered
Registration date: 2024-10-10
- MONTIS MANAGEMENT
Firm CRD 332940 · AZ · Reported as state-registered
Registration date: 2025-01-30
- ANALYTICEDGE FINANCE
Firm CRD 332962 · TX · Reported as state-registered
Registration date: 2024-10-30
- WHOLENESS FINANCIAL
Firm CRD 332974 · CA · Reported as state-registered
Registration date: 2025-04-22
- MERIDIAN VENTURE PARTNERS, INC
Firm CRD 332975 · CA · Reported as state-registered
Registration date: 2024-11-08
- TL-B CAPITAL MANAGEMENT
Firm CRD 332993 · CA · Reported as state-registered
Registration date: 2024-10-15
- SUREPATH WEALTH MANAGEMENT, LLC
Firm CRD 333020 · TX · Reported as state-registered
Registration date: 2025-03-31
- TEKTON WEALTH ADVISORS
Firm CRD 333039 · AZ · Reported as state-registered
Registration date: 2026-03-19
- NEW HORIZON RETIREMENT ADVISORS
Firm CRD 333053 · TX · Reported as state-registered
Registration date: 2024-11-12
- BENZINA WEALTH, LLC
Firm CRD 333070 · CA · Reported as state-registered
Registration date: 2026-01-29
- ASCEND WEALTH MANAGEMENT LLC
Firm CRD 333076 · WA · Reported as state-registered
Registration date: 2025-01-02
- ATWIMA WEALTH MANAGEMENT LLC
Firm CRD 333085 · CA · Reported as state-registered
Registration date: 2024-10-24
- WEALTH BEING ADVISORS LLC
Firm CRD 333094 · CA · Reported as state-registered
Registration date: 2024-10-07