State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- TRIO ADVISORS LONGVIEW LLC
Firm CRD 333333 · TX · Reported as state-registered
Registration date: 2024-12-06
- POLYMATH INVESTMENTS LLC
Firm CRD 333348 · CA · Reported as state-registered
Registration date: 2025-05-16
- EMORY WEALTH LLC
Firm CRD 333375 · TX · Reported as state-registered
Registration date: 2025-02-20
- FENGER FINANCIAL, PLLC
Firm CRD 333384 · AZ · Reported as state-registered
Registration date: 2024-12-09
- SOL FINANCIAL
Firm CRD 333387 · CA · Reported as state-registered
Registration date: 2024-11-26
- CORTEZ WEALTH MANAGEMENT
Firm CRD 333390 · AZ · Reported as state-registered
Registration date: 2026-03-02
- CORTEZ WEALTH MANAGEMENT
Firm CRD 333390 · TX · Reported as state-registered
Registration date: 2024-11-21
- CAMRIEL ADVISORS
Firm CRD 333391 · CA · Reported as state-registered
Registration date: 2024-11-19
- SANTAFINO WEALTH MANAGEMENT LLC
Firm CRD 333407 · CA · Reported as state-registered
Registration date: 2025-01-01
- PRIME SENTRY WEALTH MANAGEMENT LLC
Firm CRD 333411 · TX · Reported as state-registered
Registration date: 2025-11-25
- EXPONENTIAL ADVISORS LLC
Firm CRD 333416 · TX · Reported as state-registered
Registration date: 2025-01-30
- FREEMAN WEALTH MANAGEMENT
Firm CRD 333431 · TX · Reported as state-registered
Registration date: 2025-01-30
- ANNE CORNELIUS, CPA, P.C.
Firm CRD 333469 · AZ · Reported as state-registered
Registration date: 2024-11-18
- BRIGHTORANGE ADVISORS
Firm CRD 333477 · CA · Reported as state-registered
Registration date: 2024-12-16
- OPP WEALTH ADVISORY LLC
Firm CRD 333505 · WA · Reported as state-registered
Registration date: 2025-06-10
- HERRIOT FINANCIAL, LLC
Firm CRD 333511 · CA · Reported as state-registered
Registration date: 2025-01-01
- CORCOVADO INVESTMENT ADVISORS, LLC
Firm CRD 333517 · CA · Reported as state-registered
Registration date: 2025-01-01
- VERA WEALTH LLC
Firm CRD 333522 · CA · Reported as state-registered
Registration date: 2025-01-07
- POMIFER CAPITAL PARTNERS LLC
Firm CRD 333542 · TX · Reported as state-registered
Registration date: 2025-01-09
- HN BUSS INVESTING
Firm CRD 333557 · CA · Reported as state-registered
Registration date: 2025-03-27
- BAOBAB WEALTH MANAGEMENT
Firm CRD 333561 · WA · Reported as state-registered
Registration date: 2025-02-18
- REA INVESTMENTS, LLC
Firm CRD 333577 · CA · Reported as state-registered
Registration date: 2025-01-01
- UNIVERSAL WEALTH MANAGEMENT LLC
Firm CRD 333585 · AZ · Reported as state-registered
Registration date: 2024-11-26
- UNIVERSAL WEALTH MANAGEMENT LLC
Firm CRD 333585 · CA · Reported as state-registered
Registration date: 2025-04-30
- UNIVERSAL WEALTH MANAGEMENT LLC
Firm CRD 333585 · TX · Reported as state-registered
Registration date: 2026-09-29