State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- TWO PALMS FINANCIAL
Firm CRD 333588 · CA · Reported as state-registered
Registration date: 2024-11-25
- SANDERS RETIREMENT PLANNING LLC
Firm CRD 333590 · CA · Reported as state-registered
Registration date: 2025-01-01
- CLANTON FINANCIAL PARTNERS, LLC
Firm CRD 333591 · CA · Reported as state-registered
Registration date: 2025-01-31
- FACTOR FINANCIAL
Firm CRD 333597 · CA · Reported as state-registered
Registration date: 2025-01-07
- RAYMOND JOHN MANAGEMENT LLC
Firm CRD 333604 · AZ · Reported as state-registered
Registration date: 2024-11-21
- PALO SECO WEALTH MANAGEMENT
Firm CRD 333631 · CA · Reported as state-registered
Registration date: 2025-01-28
- SENDERA WEALTH ADVISORS
Firm CRD 333652 · TX · Reported as state-registered
Registration date: 2025-01-09
- PRUDENT PROSPERITY
Firm CRD 333659 · TX · Reported as state-registered
Registration date: 2025-01-31
- HICKOK ADVISORY, LLC
Firm CRD 333663 · CA · Reported as state-registered
Registration date: 2025-04-02
- CAPROCK WEALTH MANAGEMENT
Firm CRD 333678 · TX · Reported as state-registered
Registration date: 2025-03-28
- BSQUARE INVESTALYTIX LLC
Firm CRD 333679 · TX · Reported as state-registered
Registration date: 2026-02-12
- COUILLARD CAPITAL LLC
Firm CRD 333709 · CA · Reported as state-registered
Registration date: 2025-01-02
- INVERSEWEALTH LLC
Firm CRD 333749 · CA · Reported as state-registered
Registration date: 2025-01-01
- SANTARA WEALTH MANAGEMENT LLC
Firm CRD 333780 · CA · Reported as state-registered
Registration date: 2025-09-10
- CHAPS LIFESTYLE LLC
Firm CRD 333806 · WA · Reported as state-registered
Registration date: 2025-03-25
- LATITUDE INVESTMENT GROUP
Firm CRD 333819 · TX · Reported as state-registered
Registration date: 2025-06-13
- MAROSEK, YUKA
Firm CRD 333832 · TX · Reported as state-registered
Registration date: 2025-03-05
- REHOBOTH FINANCIAL PLANNING, INC.
Firm CRD 333840 · CA · Reported as state-registered
Registration date: 2025-02-03
- WEISBERG CAPITAL MANAGEMENT
Firm CRD 333843 · CA · Reported as state-registered
Registration date: 2025-01-22
- MC INVESTMENTS & ADVISORY LLC
Firm CRD 333853 · CA · Reported as state-registered
Registration date: 2024-12-05
- OXDRAWN CAPITAL, LLC
Firm CRD 333855 · WA · Reported as state-registered
Registration date: 2025-05-02
- GLOBAL SOLUTIONS WEALTH CONSULTANTS
Firm CRD 333858 · TX · Reported as state-registered
Registration date: 2026-03-16
- CONE WEALTH MANAGEMENT
Firm CRD 333870 · TX · Reported as state-registered
Registration date: 2025-03-28
- IN-CHRIST ASSET MANAGEMENT, LLC
Firm CRD 333883 · TX · Reported as state-registered
Registration date: 2025-02-05
- BRASS CAPITAL
Firm CRD 333892 · TX · Reported as state-registered
Registration date: 2026-04-23