State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- LAGUNA PRIVATE CAPITAL
Firm CRD 340390 · CA · Reported as state-registered
Registration date: 2026-05-20
- BAT FINANCIAL SERVICES LLC
Firm CRD 340391 · TX · Reported as state-registered
Registration date: 2026-09-01
- KERNS LEGACY PLANNING
Firm CRD 340407 · AZ · Reported as state-registered
Registration date: 2026-02-12
- CAPITAL NARRATIVE WEALTH MANAGEMENT
Firm CRD 340415 · CA · Reported as state-registered
Registration date: 2026-03-13
- WENTWORTH-BAER WEALTH MANAGEMENT
Firm CRD 340427 · CA · Reported as state-registered
Registration date: 2026-04-06
- GROUNDWORK FINANCIAL PARTNERS
Firm CRD 340435 · AZ · Reported as state-registered
Registration date: 2026-03-10
- ING WEALTH
Firm CRD 340443 · CA · Reported as state-registered
Registration date: 2026-03-25
- NUNA INVESTMENTS
Firm CRD 340462 · CA · Reported as state-registered
Registration date: 2026-03-18
- FRONTLINE WEALTH MANAGEMENT
Firm CRD 340468 · TX · Reported as state-registered
Registration date: 2026-03-17
- WAGNER WEALTH MANAGEMENT
Firm CRD 340472 · TX · Reported as state-registered
Registration date: 2026-03-20
- NEW TALENTS FINANCIAL SERVICES INC
Firm CRD 340503 · CA · Reported as state-registered
Registration date: 2026-04-30
- NORTH COUNTY FINANCIAL PLANNING, LLC
Firm CRD 340508 · CA · Reported as state-registered
Registration date: 2026-04-06
- GRAYCHASE WEALTH ADVISORY LLC
Firm CRD 340511 · TX · Reported as state-registered
Registration date: 2026-05-07
- JMD FINANCIAL PLANNING INC.
Firm CRD 340513 · TX · Reported as state-registered
Registration date: 2026-04-23
- LONE WOLF WEALTH MANAGEMENT
Firm CRD 340537 · CA · Reported as state-registered
Registration date: 2026-04-16
- ATLAS GROVE CAPITAL LLC
Firm CRD 340555 · CA · Reported as state-registered
Registration date: 2026-04-10
- HIFI PLANNING
Firm CRD 340557 · CA · Reported as state-registered
Registration date: 2026-06-16
- SHORESTOWN PARTNERS LLC
Firm CRD 340562 · CA · Reported as state-registered
Registration date: 2026-04-02
- ARCPOINT FINANCIAL ADVISORS
Firm CRD 340567 · CA · Reported as state-registered
Registration date: 2026-09-10
- TROVERA CAPITAL MANAGEMENT, LLC
Firm CRD 340577 · CA · Reported as state-registered
Registration date: 2026-03-23
- VORTALIS WEALTH MANAGEMENT LLC
Firm CRD 340582 · CA · Reported as state-registered
Registration date: 2026-03-18
- MIOTTO, JORDAN PHILIP
Firm CRD 340649 · CA · Reported as state-registered
Registration date: 2026-03-04
- GLOBAL INSIGHT ADVISORS
Firm CRD 340650 · CA · Reported as state-registered
Registration date: 2026-03-23
- AWARD FINANCIAL GROUP
Firm CRD 340669 · CA · Reported as state-registered
Registration date: 2026-06-01
- FELSPAR FINANCIAL
Firm CRD 340684 · CA · Reported as state-registered
Registration date: 2026-04-09