State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- FORREST MICHAEL LEICHTBERG
Firm CRD 340688 · CA · Reported as state-registered
Registration date: 2026-03-03
- DELTA CAPITAL MANAGEMENT
Firm CRD 340693 · CA · Reported as state-registered
Registration date: 2026-03-03
- TANGENT RETIREMENT
Firm CRD 340705 · CA · Reported as state-registered
Registration date: 2026-06-11
- TRINCHERA INVESTMENTS, LLC
Firm CRD 340715 · TX · Reported as state-registered
Registration date: 2026-06-22
- PROPEL PRIVATE WEALTH LLC
Firm CRD 340734 · CA · Reported as state-registered
Registration date: 2026-07-31
- FJAKA WEALTH MANAGEMENT LLC
Firm CRD 340753 · AZ · Reported as state-registered
Registration date: 2026-08-03
- CARRARA WEALTH MANAGEMENT
Firm CRD 340803 · CA · Reported as state-registered
Registration date: 2026-06-10
- FAMILY WEALTH STRATEGISTS, LLC
Firm CRD 340841 · CA · Reported as state-registered
Registration date: 2026-05-05
- SOUNDVIEW PRIVATE WEALTH ADVISORS
Firm CRD 340845 · TX · Reported as state-registered
Registration date: 2026-06-15
- EVOLUTION VISION WEALTH MANAGEMENT
Firm CRD 340871 · CA · Reported as state-registered
Registration date: 2026-09-03
- GENSPHERE PRIVATE WEALTH, LLC
Firm CRD 340872 · WA · Reported as state-registered
Registration date: 2026-06-25
- STEELHEAD CAPITAL MANAGEMENT LLC
Firm CRD 340874 · WA · Reported as state-registered
Registration date: 2026-08-14
- DENTLER CAPITAL LLC
Firm CRD 340875 · CA · Reported as state-registered
Registration date: 2026-04-03
- ROOTN WEALTH MANAGEMENT, INC.
Firm CRD 340886 · TX · Reported as state-registered
Registration date: 2026-06-03
- KOALA FINANCIAL
Firm CRD 340891 · CA · Reported as state-registered
Registration date: 2026-04-23
- THIRD ACT FINANCIAL PLANNING LLC
Firm CRD 340903 · CA · Reported as state-registered
Registration date: 2026-03-25
- B. LIVELY FINANCIAL, LLC
Firm CRD 340920 · TX · Reported as state-registered
Registration date: 2026-04-15
- 5TH GENERATION FINANCIAL
Firm CRD 340921 · TX · Reported as state-registered
Registration date: 2026-08-20
- AVANZZA INVESTMENTS LLC
Firm CRD 340942 · TX · Reported as state-registered
Registration date: 2026-08-20
- COMPOSED CAPITAL LLC
Firm CRD 340948 · CA · Reported as state-registered
Registration date: 2026-05-20
- HELIX ADVISORS LLC
Firm CRD 340983 · WA · Reported as state-registered
Registration date: 2026-09-10
- FORUM WEALTH GROUP
Firm CRD 341013 · TX · Reported as state-registered
Registration date: 2026-04-10
- WORTHWHILE WEALTH
Firm CRD 341019 · AZ · Reported as state-registered
Registration date: 2026-06-17
- SLATER TOMPKINS LEGACY, LLC
Firm CRD 341021 · CA · Reported as state-registered
Registration date: 2026-04-14
- DE VRIES ASSET MANAGEMENT, LLC
Firm CRD 341027 · CA · Reported as state-registered
Registration date: 2026-04-23