State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- MK CAPITAL GROUP
Firm CRD 127608 · CA · Reported as state-registered
Registration date: 2003-09-19
- PACIFIC INVESTMENT ADVISORS, LLC
Firm CRD 127615 · CA · Reported as state-registered
Registration date: 2009-08-11
- CARTER & BALSAM ADVISERS
Firm CRD 127634 · CA · Reported as state-registered
Registration date: 2003-09-19
- CLASSIC FINANCIAL & INVESTMENT SERVICES, INC.
Firm CRD 127666 · CA · Reported as state-registered
Registration date: 2012-04-30
- CLASSIC FINANCIAL & INVESTMENT SERVICES, INC.
Firm CRD 127666 · TX · Reported as state-registered
Registration date: 2012-04-25
- BERMAN, GIL
Firm CRD 127726 · CA · Reported as state-registered
Registration date: 2005-08-01
- JONATHAN P.LUNDMARK, CPA,CFP
Firm CRD 127727 · TX · Reported as state-registered
Registration date: 2003-11-05
- ROBERT HOROWITZ WEALTH MANAGEMENT
Firm CRD 127800 · CA · Reported as state-registered
Registration date: 2003-10-23
- LAMBERT CAPITAL MANAGEMENT
Firm CRD 127822 · CA · Reported as state-registered
Registration date: 2019-01-23
- VEROS CAPITAL MANAGEMENT, INC.
Firm CRD 127904 · CA · Reported as state-registered
Registration date: 2004-03-16
- C & T FINANCIAL SERVICES GROUP, INC.
Firm CRD 127922 · CA · Reported as state-registered
Registration date: 2003-11-25
- STRATEGIC FINANCIAL
Firm CRD 127924 · CA · Reported as state-registered
Registration date: 2012-07-12
- SECOND LOOK FINANCIAL, LLC.
Firm CRD 128028 · AZ · Reported as state-registered
Registration date: 2003-10-09
- FORT ROSS CAPITAL MANAGEMENT, LLC
Firm CRD 128064 · CA · Reported as state-registered
Registration date: 2003-09-29
- ROCKET CAPITAL MANAGEMENT, L.L.C.
Firm CRD 128077 · CA · Reported as state-registered
Registration date: 2003-10-16
- SENSIBLE INVESTMENT STRATEGIES, LLC
Firm CRD 128079 · AZ · Reported as state-registered
Registration date: 2003-09-09
- TRADITIONS WEALTH ADVISORS, LLC.
Firm CRD 128135 · TX · Reported as state-registered
Registration date: 2008-01-01
- QUORUM ADVISORS
Firm CRD 128147 · AZ · Reported as state-registered
Registration date: 2022-06-07
- KYARSIP FINANCIAL ADVISORS LLC
Firm CRD 128178 · WA · Reported as state-registered
Registration date: 2004-06-15
- PRIAD INVESTMENT ADVISERS, L.L.C.
Firm CRD 128187 · TX · Reported as state-registered
Registration date: 2004-03-26
- REXFORD CAPITAL
Firm CRD 128227 · TX · Reported as state-registered
Registration date: 2011-10-03
- EXECUTIVE MONEY MANAGERS, INC.
Firm CRD 128362 · TX · Reported as state-registered
Registration date: 2012-06-18
- PINNACLE CAPITAL MANAGEMENT
Firm CRD 128363 · CA · Reported as state-registered
Registration date: 2003-10-16
- KANOS CAPITAL MANAGEMENT, LLC
Firm CRD 128395 · TX · Reported as state-registered
Registration date: 2003-12-08
- COLEMAN RIVER CAPITAL LLC
Firm CRD 128421 · TX · Reported as state-registered
Registration date: 2012-05-16