State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- BARBARA S. GAULT
Firm CRD 128433 · CA · Reported as state-registered
Registration date: 2003-10-21
- LAI CAPITAL MANAGEMENT LLC
Firm CRD 128462 · CA · Reported as state-registered
Registration date: 2003-03-20
- PRUDENT MONEY FINANCIAL SERVICES
Firm CRD 128472 · TX · Reported as state-registered
Registration date: 2012-06-21
- FAMILY WEALTH CONSULTANTS, INC.
Firm CRD 128494 · CA · Reported as state-registered
Registration date: 2012-06-25
- GROSSMAN FINANCIAL MANAGEMENT
Firm CRD 128566 · CA · Reported as state-registered
Registration date: 2014-02-24
- BSIAS ADVISORS, LLC
Firm CRD 128576 · CA · Reported as state-registered
Registration date: 2004-03-30
- CM FIRST CAPITAL CORP.
Firm CRD 128617 · CA · Reported as state-registered
Registration date: 2004-04-20
- PENDRAGON CAPITAL MANAGEMENT, INC.
Firm CRD 128659 · CA · Reported as state-registered
Registration date: 2011-03-28
- PENDRAGON CAPITAL MANAGEMENT, INC.
Firm CRD 128659 · TX · Reported as state-registered
Registration date: 2021-09-28
- WHITFILL INVESTMENT MANAGEMENT, LLC
Firm CRD 128668 · TX · Reported as state-registered
Registration date: 2003-12-01
- TRINITY ASSET MANAGEMENT CO.
Firm CRD 128702 · CA · Reported as state-registered
Registration date: 2004-06-03
- REDFIELD, BLONSKY & STARINSKY, LLC
Firm CRD 128714 · CA · Reported as state-registered
Registration date: 2012-07-19
- BREAKWATER INVESTMENT GROUP, LLC
Firm CRD 128747 · CA · Reported as state-registered
Registration date: 2004-07-15
- AI FINANCIAL, INC.
Firm CRD 128781 · CA · Reported as state-registered
Registration date: 2020-01-29
- ROBERT WILLIAM SHOEMAKER,III
Firm CRD 128852 · CA · Reported as state-registered
Registration date: 2022-05-26
- FAIRLEAD FINANCIAL ADVISORS, LLC
Firm CRD 128855 · CA · Reported as state-registered
Registration date: 2003-11-18
- RANDOLPH ELDER, CFP
Firm CRD 128903 · CA · Reported as state-registered
Registration date: 2003-12-05
- MCMILLAN ANALYSIS CORPORATION
Firm CRD 128920 · CA · Reported as state-registered
Registration date: 2014-01-28
- MCMILLAN ANALYSIS CORPORATION
Firm CRD 128920 · TX · Reported as state-registered
Registration date: 2016-04-20
- INSIGHT ASSET MANAGEMENT
Firm CRD 128926 · CA · Reported as state-registered
Registration date: 2004-02-03
- G&F FINANCIAL SERVICES
Firm CRD 128940 · CA · Reported as state-registered
Registration date: 1991-09-30
- ADVANCED TAX AND FINANCIAL SERVICES, INC.
Firm CRD 128968 · WA · Reported as state-registered
Registration date: 2003-12-19
- JOHN FRIEDMAN FINANCIAL
Firm CRD 128976 · CA · Reported as state-registered
Registration date: 2004-01-02
- SHRIER ASSOCIATES, LLC
Firm CRD 129043 · TX · Reported as state-registered
Registration date: 2024-04-12
- COAST WEALTH MANAGEMENT, INC.
Firm CRD 129090 · CA · Reported as state-registered
Registration date: 2019-01-29