State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- OSBORNE GLOBAL INVESTORS, INC.
Firm CRD 129128 · CA · Reported as state-registered
Registration date: 2004-02-19
- CORNERSTONE INVESTMENT SERVICES
Firm CRD 129164 · TX · Reported as state-registered
Registration date: 2012-05-08
- THOME FINANCIAL
Firm CRD 129190 · WA · Reported as state-registered
Registration date: 2004-01-21
- NORTHBAY ADVISORS
Firm CRD 129214 · CA · Reported as state-registered
Registration date: 2004-03-04
- STARLING CAPITAL MANAGEMENT, LLC
Firm CRD 129223 · TX · Reported as state-registered
Registration date: 2004-02-27
- MERIDIAN INVESTMENT MANAGEMENT, INC.
Firm CRD 129233 · TX · Reported as state-registered
Registration date: 2004-01-01
- GALLAGHER CAPITAL CORP.
Firm CRD 129285 · WA · Reported as state-registered
Registration date: 2004-01-02
- K. D. CLEWLEY CAPITAL MANAGEMENT
Firm CRD 129348 · CA · Reported as state-registered
Registration date: 2006-01-03
- CARR CONSULTING P.A.
Firm CRD 129350 · TX · Reported as state-registered
Registration date: 2008-01-11
- S&F INVESTMENT ADVISORS
Firm CRD 129367 · CA · Reported as state-registered
Registration date: 2021-09-14
- COMMUNITY FINANCIAL GROUP, INC.
Firm CRD 129472 · TX · Reported as state-registered
Registration date: 2012-05-17
- P3 FINANCIAL MANAGEMENT, LLC
Firm CRD 129497 · AZ · Reported as state-registered
Registration date: 2004-03-01
- CHERYL MORHAUSER & ASSOCIATES
Firm CRD 129504 · CA · Reported as state-registered
Registration date: 1998-04-24
- TEPPER CAPITAL MANAGEMENT
Firm CRD 129534 · CA · Reported as state-registered
Registration date: 2011-10-31
- J C TEXAS INVESTMENT ADVISORS, LTD.
Firm CRD 129565 · TX · Reported as state-registered
Registration date: 2004-01-15
- WEALTH MANAGEMENT SERVICES OF AUSTIN, LLC
Firm CRD 129588 · TX · Reported as state-registered
Registration date: 2005-09-15
- WEISS FINANCIAL SERVICES
Firm CRD 129647 · AZ · Reported as state-registered
Registration date: 2004-01-14
- MW INVESTMENT ADVISOR, LLC
Firm CRD 129695 · CA · Reported as state-registered
Registration date: 2026-03-20
- NET WORTH SOLUTIONS LLC
Firm CRD 129704 · AZ · Reported as state-registered
Registration date: 2004-03-01
- YH&C INVESTMENTS INC.
Firm CRD 129823 · CA · Reported as state-registered
Registration date: 2017-09-15
- ASPIRE ADVISORY SERVICES
Firm CRD 129828 · CA · Reported as state-registered
Registration date: 1997-11-06
- JOHN SCHOOLER JONES LLC
Firm CRD 129834 · CA · Reported as state-registered
Registration date: 2004-01-26
- BENT TREE TRUST ADVISORS, LLC
Firm CRD 129862 · TX · Reported as state-registered
Registration date: 2008-07-07
- STRATEGIC INVESTMENT MANAGEMENT
Firm CRD 129949 · TX · Reported as state-registered
Registration date: 2004-02-09
- STONEWALL EQUITIES, LTD.
Firm CRD 130015 · AZ · Reported as state-registered
Registration date: 2016-05-31