State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- SANSONE & ASSOCIATES
Firm CRD 130053 · TX · Reported as state-registered
Registration date: 2004-04-05
- MAXIM CAPITAL ADVISORS, INC.
Firm CRD 130161 · CA · Reported as state-registered
Registration date: 1999-10-18
- PORTA INVESTMENT MANAGEMENT
Firm CRD 130185 · CA · Reported as state-registered
Registration date: 1991-04-08
- AMPORN W. LEININGER, SUMMIT FINANCIAL SERVICES
Firm CRD 130255 · CA · Reported as state-registered
Registration date: 1999-06-22
- HILLBERG CAPITAL MANAGEMENT, LLC
Firm CRD 130291 · CA · Reported as state-registered
Registration date: 2004-06-29
- HARRY LICURSI TAX & RETIREMENT PLANNING
Firm CRD 130299 · CA · Reported as state-registered
Registration date: 2012-08-22
- JIM HANNLEY, LLC
Firm CRD 130319 · AZ · Reported as state-registered
Registration date: 2004-10-21
- BAKOS INVESTMENT MANAGEMENT
Firm CRD 130351 · CA · Reported as state-registered
Registration date: 1998-05-15
- INVESTORS BROKERAGE OF TEXAS, LTD.
Firm CRD 13037 · TX · Reported as state-registered
Registration date: 2010-01-20
- HOOVER CAPITAL, L.L.C.
Firm CRD 130419 · WA · Reported as state-registered
Registration date: 2004-03-18
- J.D. GAGNON, INC.
Firm CRD 130444 · CA · Reported as state-registered
Registration date: 2003-07-25
- IJD EVERGREEN FINANCIAL SERVICES LLC
Firm CRD 130456 · WA · Reported as state-registered
Registration date: 2004-09-13
- BROMAN & GREIG ASSET MANAGEMENT, LLC
Firm CRD 130494 · CA · Reported as state-registered
Registration date: 2012-10-08
- SCINTO GROUP LLP
Firm CRD 130565 · CA · Reported as state-registered
Registration date: 2016-04-14
- GIRTON CAPITAL MANAGEMENT, INC.
Firm CRD 130573 · CA · Reported as state-registered
Registration date: 1998-04-28
- FINANCIAL PLANNING FOR GENERATIONS, INC.
Firm CRD 130582 · CA · Reported as state-registered
Registration date: 1999-11-10
- GUSTAFSON FINANCIAL SOLUTIONS
Firm CRD 130591 · CA · Reported as state-registered
Registration date: 2004-04-02
- GERRY DRANSFELDT RIA, INC
Firm CRD 130636 · CA · Reported as state-registered
Registration date: 1997-07-21
- INS CAPITAL MANAGEMENT, LLC
Firm CRD 130701 · TX · Reported as state-registered
Registration date: 2005-10-19
- BKB FINANCIAL ADVISORS, LLC
Firm CRD 130733 · CA · Reported as state-registered
Registration date: 2004-04-15
- SPORL & COMPANY
Firm CRD 130785 · CA · Reported as state-registered
Registration date: 2019-01-29
- HAMILTON INVESTMENT ADVISORS, LLC
Firm CRD 130806 · CA · Reported as state-registered
Registration date: 2005-06-09
- CAPITAL FINANCIAL MANAGEMENT
Firm CRD 130841 · CA · Reported as state-registered
Registration date: 2012-06-05
- PACIFIC WEALTH CARE INC.
Firm CRD 130856 · CA · Reported as state-registered
Registration date: 2000-10-24
- NORTHBROOK FINANCIAL GROUP, LLC
Firm CRD 130864 · CA · Reported as state-registered
Registration date: 1999-05-03