State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- EXCELSUS CAPITAL MANAGEMENT
Firm CRD 130886 · CA · Reported as state-registered
Registration date: 2004-05-25
- VALIDEA CAPITAL MANAGEMENT LLC
Firm CRD 130887 · CA · Reported as state-registered
Registration date: 2021-08-31
- FOCUSED FINANCES, LLC
Firm CRD 130911 · CA · Reported as state-registered
Registration date: 2004-08-31
- USA ASSET MANAGEMENT, LLC
Firm CRD 130946 · CA · Reported as state-registered
Registration date: 2017-01-18
- USA ASSET MANAGEMENT, LLC
Firm CRD 130946 · TX · Reported as state-registered
Registration date: 2020-09-30
- BARTON CREEK ADVISORS, LLC
Firm CRD 130994 · TX · Reported as state-registered
Registration date: 2004-10-22
- DUNLAP EQUITY MANAGEMENT, LLC.
Firm CRD 130996 · CA · Reported as state-registered
Registration date: 2012-09-12
- WINTERS & CO. ADVISORS, LLC
Firm CRD 130999 · CA · Reported as state-registered
Registration date: 2004-05-13
- HERITAGE FINANCIAL SOLUTIONS, LLC
Firm CRD 131008 · TX · Reported as state-registered
Registration date: 2023-08-30
- INDEX GURUS, INC.
Firm CRD 131014 · CA · Reported as state-registered
Registration date: 2004-07-19
- BAINBRIDGE INVESTMENT ADVISORS LLC
Firm CRD 131040 · CA · Reported as state-registered
Registration date: 2004-05-12
- GADIRAJU, RAJU
Firm CRD 131086 · TX · Reported as state-registered
Registration date: 2004-07-28
- THE CORNISH GROUP LLC DBA CORNISH FINANCIAL SERVICES GROUP
Firm CRD 131112 · CA · Reported as state-registered
Registration date: 1989-07-27
- QUALITY ASSET MANAGEMENT, LLC
Firm CRD 131158 · CA · Reported as state-registered
Registration date: 2004-05-04
- YOUR MONEY COACH FINANCIAL SERVICES
Firm CRD 131172 · CA · Reported as state-registered
Registration date: 2004-05-11
- HFM ADVISORS
Firm CRD 131174 · CA · Reported as state-registered
Registration date: 1999-02-16
- PHINGERS AND TOZE INVESTMENTS, LLC
Firm CRD 131185 · CA · Reported as state-registered
Registration date: 1997-09-08
- MCINTOSH CAPITAL ADVISORS, INC.
Firm CRD 131188 · CA · Reported as state-registered
Registration date: 2004-06-24
- SPRINGWOOD FINANCIAL ADVISORS
Firm CRD 131190 · TX · Reported as state-registered
Registration date: 2004-06-29
- CHIEN, JOSEPHINE
Firm CRD 131238 · CA · Reported as state-registered
Registration date: 2010-02-24
- GRIDLEY ASSOCIATES INC
Firm CRD 131258 · CA · Reported as state-registered
Registration date: 2012-06-15
- TEXAS INSTITUTIONAL INVESTMENT MANAGEMENT, LLC
Firm CRD 131300 · TX · Reported as state-registered
Registration date: 2004-04-29
- QURIUM CAPITAL LLC
Firm CRD 131379 · CA · Reported as state-registered
Registration date: 2012-04-13
- FERGUSON FINANCIAL PLANNING
Firm CRD 131538 · TX · Reported as state-registered
Registration date: 2004-08-16
- MONETARY MANAGEMENT CORPORATION
Firm CRD 131584 · CA · Reported as state-registered
Registration date: 2010-03-16