State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- ALLEN WEALTH MANAGEMENT
Firm CRD 131588 · CA · Reported as state-registered
Registration date: 2004-06-04
- BEACON ROCK WEALTH ADVISORS
Firm CRD 131592 · WA · Reported as state-registered
Registration date: 2004-06-23
- FINANCIAL SOLUTIONS
Firm CRD 131632 · CA · Reported as state-registered
Registration date: 2004-07-13
- BETA MANAGEMENT CONSULTING
Firm CRD 131633 · TX · Reported as state-registered
Registration date: 2005-08-25
- SKG INVESTMENT SERVICES, LLC
Firm CRD 131685 · WA · Reported as state-registered
Registration date: 2004-11-24
- WASI
Firm CRD 131689 · CA · Reported as state-registered
Registration date: 2012-01-05
- RHG ADVISORS LLC
Firm CRD 131836 · AZ · Reported as state-registered
Registration date: 2012-04-16
- MARK SMITH FINANCIAL SERVICES, INC.
Firm CRD 131890 · CA · Reported as state-registered
Registration date: 1997-09-24
- COASTAL WEALTH MANAGEMENT, LP
Firm CRD 131939 · TX · Reported as state-registered
Registration date: 2004-09-16
- CLEARVIEW FINANCIAL, INC.
Firm CRD 131944 · CA · Reported as state-registered
Registration date: 2001-08-15
- VENTURA ADVISORS
Firm CRD 132040 · CA · Reported as state-registered
Registration date: 2004-08-27
- PACIFIC INVESTMENT RESEARCH
Firm CRD 132063 · CA · Reported as state-registered
Registration date: 2012-09-06
- SUMMIT EQUITY MANAGEMENT, INC.
Firm CRD 132071 · CA · Reported as state-registered
Registration date: 2018-01-31
- SUZICK, CZAR MICHAEL
Firm CRD 132084 · CA · Reported as state-registered
Registration date: 1998-05-11
- ROGUE ADVISORS, LLC
Firm CRD 132105 · AZ · Reported as state-registered
Registration date: 2024-01-01
- BLEECK FINANCIAL MANAGEMENT, INC.
Firm CRD 132124 · CA · Reported as state-registered
Registration date: 2012-05-24
- MAIN STREET FINANCIAL ADVISORS
Firm CRD 132141 · TX · Reported as state-registered
Registration date: 2004-08-05
- CHINESE ABRAHAM INVESTMENT ADVISORS LLC
Firm CRD 132170 · CA · Reported as state-registered
Registration date: 2005-06-29
- ON COURSE FINANCIAL PLANNING
Firm CRD 132172 · WA · Reported as state-registered
Registration date: 2004-11-02
- LENNOX FINANCIAL
Firm CRD 132182 · AZ · Reported as state-registered
Registration date: 2006-09-25
- CLC CAPITAL MANAGEMENT
Firm CRD 132224 · AZ · Reported as state-registered
Registration date: 2004-09-09
- DABK FINANCIAL PLANNING SERVICES
Firm CRD 132234 · CA · Reported as state-registered
Registration date: 2004-08-23
- BLACKHAWK WEALTH ADVISORS
Firm CRD 132251 · CA · Reported as state-registered
Registration date: 2005-01-01
- BRADFORDCRANE COMPANY LLC
Firm CRD 132288 · CA · Reported as state-registered
Registration date: 2017-01-27
- BRADFORDCRANE COMPANY LLC
Firm CRD 132288 · WA · Reported as state-registered
Registration date: 2017-09-28