State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- MALAKOFF WEALTH
Firm CRD 132290 · CA · Reported as state-registered
Registration date: 2004-11-08
- PACIFIC FINANCIAL PLANNERS, LLC
Firm CRD 132314 · CA · Reported as state-registered
Registration date: 2004-09-23
- WIEDERMAN & ASSOCIATES
Firm CRD 132349 · CA · Reported as state-registered
Registration date: 2018-02-09
- R.B. FINANCIAL GROUP
Firm CRD 132444 · AZ · Reported as state-registered
Registration date: 2018-03-15
- R.B. FINANCIAL GROUP
Firm CRD 132444 · CA · Reported as state-registered
Registration date: 2018-02-16
- COLEFP
Firm CRD 132562 · TX · Reported as state-registered
Registration date: 2026-06-29
- INTELLIWEALTH FINANCIAL ADVISORS, LTD
Firm CRD 132594 · TX · Reported as state-registered
Registration date: 2004-11-22
- GOLCONDA CAPITAL MANAGEMENT, LLC
Firm CRD 132603 · TX · Reported as state-registered
Registration date: 2005-01-13
- CLIFTON MYERS FINANCIAL ADVISORY
Firm CRD 132638 · TX · Reported as state-registered
Registration date: 2004-10-20
- MARATHON CAPITAL MANAGEMENT, LLC
Firm CRD 132645 · CA · Reported as state-registered
Registration date: 2004-10-18
- HOCTOR FINANCIAL GROUP, LLC
Firm CRD 132703 · TX · Reported as state-registered
Registration date: 2004-11-10
- ROGERS INVESTMENT ADVISORS, LLC
Firm CRD 132722 · CA · Reported as state-registered
Registration date: 2004-11-08
- CORONADO FINANCIAL GROUP L.L.C.
Firm CRD 132727 · CA · Reported as state-registered
Registration date: 2005-02-17
- CREW WEALTH MANAGEMENT
Firm CRD 132867 · CA · Reported as state-registered
Registration date: 2005-01-06
- PREMIER SOUTHWEST PLANNING GROUP, LLC
Firm CRD 132868 · AZ · Reported as state-registered
Registration date: 2005-01-01
- PREMIER SOUTHWEST PLANNING GROUP, LLC
Firm CRD 132868 · CA · Reported as state-registered
Registration date: 2023-05-15
- KURT OELZE, LLC
Firm CRD 132874 · AZ · Reported as state-registered
Registration date: 2004-11-29
- CARNEY PORTFOLIO MANAGEMENT INC.
Firm CRD 132883 · CA · Reported as state-registered
Registration date: 2005-01-24
- MARKETTREND ADVISORS, LTD.
Firm CRD 132894 · CA · Reported as state-registered
Registration date: 2012-04-27
- MARKETTREND ADVISORS, LTD.
Firm CRD 132894 · TX · Reported as state-registered
Registration date: 2012-06-22
- TEXAS FIRST INVESTMENT MANAGEMENT COMPANY
Firm CRD 132907 · TX · Reported as state-registered
Registration date: 2008-01-01
- WILSON WEALTH MANAGEMENT GROUP, L. L. C.
Firm CRD 132912 · TX · Reported as state-registered
Registration date: 2019-05-14
- COOPER POINT ADVISORS LLC
Firm CRD 132928 · WA · Reported as state-registered
Registration date: 2004-11-01
- THE J R BAKER GROUP
Firm CRD 132931 · CA · Reported as state-registered
Registration date: 2017-01-25
- BERGER ASSET MANAGEMENT, INC.
Firm CRD 132945 · CA · Reported as state-registered
Registration date: 2011-12-02