State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- SIMPLE MONEY ADVISORS LLC
Firm CRD 342619 · CA · Reported as state-registered
Registration date: 2026-07-21
- AVERTON WEALTH
Firm CRD 342624 · WA · Reported as state-registered
Registration date: 2026-08-13
- NORTH PINE STRATEGIC WEALTH
Firm CRD 342628 · WA · Reported as state-registered
Registration date: 2026-08-14
- WELCH PRIVATE WEALTH
Firm CRD 342657 · AZ · Reported as state-registered
Registration date: 2026-06-04
- REVEL WEALTH PARTNERS
Firm CRD 342660 · AZ · Reported as state-registered
Registration date: 2026-06-17
- REVEL WEALTH PARTNERS
Firm CRD 342660 · CA · Reported as state-registered
Registration date: 2026-07-24
- 10/28 WEALTH MANAGEMENT LLC
Firm CRD 342685 · CA · Reported as state-registered
Registration date: 2026-07-13
- KRAMER WEALTH MANAGEMENT
Firm CRD 342698 · CA · Reported as state-registered
Registration date: 2026-08-05
- BUILD WEALTH PARTNERS
Firm CRD 342705 · AZ · Reported as state-registered
Registration date: 2026-07-30
- VALCORRA CAPITAL
Firm CRD 342706 · TX · Reported as state-registered
Registration date: 2026-09-01
- CARICO PRIVATE WEALTH MANAGEMENT
Firm CRD 342716 · CA · Reported as state-registered
Registration date: 2026-09-24
- LOBOS CREEK INVESTORS LLC
Firm CRD 342724 · CA · Reported as state-registered
Registration date: 2026-07-22
- SLIPSTREAM WEALTH PLANNING LLC
Firm CRD 342729 · CA · Reported as state-registered
Registration date: 2026-08-10
- FRASSATI WEALTH
Firm CRD 342753 · CA · Reported as state-registered
Registration date: 2026-07-16
- NAX CAPITAL LLC
Firm CRD 342755 · TX · Reported as state-registered
Registration date: 2026-09-25
- MILLER ASSET MANAGEMENT LLC
Firm CRD 342757 · CA · Reported as state-registered
Registration date: 2026-07-15
- TANAGER FINANCIAL, LLC
Firm CRD 342758 · CA · Reported as state-registered
Registration date: 2026-08-19
- QUINTESSENCE WEALTH COLLECTIVE LLC
Firm CRD 342821 · AZ · Reported as state-registered
Registration date: 2026-07-29
- QUINTESSENCE WEALTH COLLECTIVE LLC
Firm CRD 342821 · CA · Reported as state-registered
Registration date: 2026-08-17
- TANDEM PRIVATE WEALTH, LLC
Firm CRD 342827 · CA · Reported as state-registered
Registration date: 2026-07-16
- YOCUM WEALTH
Firm CRD 342828 · AZ · Reported as state-registered
Registration date: 2026-06-29
- TRUE NORTH WEALTH STRATEGIES LLC
Firm CRD 342840 · TX · Reported as state-registered
Registration date: 2026-09-21
- AMBITION FINANCIAL LLC
Firm CRD 342844 · CA · Reported as state-registered
Registration date: 2026-07-24
- TEAPOT INVESTMENTS LLC
Firm CRD 342851 · CA · Reported as state-registered
Registration date: 2026-09-09
- BEACON VETERINARY WEALTH
Firm CRD 342859 · CA · Reported as state-registered
Registration date: 2026-09-24