State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- POLYMITA WEALTH MANAGEMENT LLC
Firm CRD 342872 · CA · Reported as state-registered
Registration date: 2026-07-15
- SHARMA EVERYDAY FINANCE
Firm CRD 342877 · CA · Reported as state-registered
Registration date: 2026-08-12
- MAVERICK THOMAS CAPITAL
Firm CRD 342921 · AZ · Reported as state-registered
Registration date: 2026-09-17
- MAVERICK THOMAS CAPITAL
Firm CRD 342921 · TX · Reported as state-registered
Registration date: 2026-07-30
- BEST OPTIONS FINANCIAL PLANNING
Firm CRD 342923 · CA · Reported as state-registered
Registration date: 2026-08-26
- ROYCE WEALTH MANAGEMENT LLC
Firm CRD 342935 · CA · Reported as state-registered
Registration date: 2026-08-26
- NEXT WEALTH ADVISERS
Firm CRD 342970 · TX · Reported as state-registered
Registration date: 2026-09-22
- HEIGHTEN CAPITAL MANAGEMENT LLC
Firm CRD 342993 · CA · Reported as state-registered
Registration date: 2026-08-13
- STRONG TOWER FINANCIAL GROUP
Firm CRD 343008 · WA · Reported as state-registered
Registration date: 2026-09-23
- VAN HAM WEALTH MANAGEMENT
Firm CRD 343057 · CA · Reported as state-registered
Registration date: 2026-07-24
- WHITTIER GREEN WEALTH MANAGEMENT LLC
Firm CRD 343079 · CA · Reported as state-registered
Registration date: 2026-07-16
- SCN CAPITAL
Firm CRD 343107 · CA · Reported as state-registered
Registration date: 2026-08-26
- FIELDSTONE ADVISORY LLC
Firm CRD 343109 · TX · Reported as state-registered
Registration date: 2026-09-10
- VALENCE WEALTH
Firm CRD 343126 · AZ · Reported as state-registered
Registration date: 2026-06-26
- KAIROS FAMILY WEALTH LLC
Firm CRD 343165 · CA · Reported as state-registered
Registration date: 2026-09-04
- CHRISTOPHER JAMES CAPITAL ADVISORS
Firm CRD 343166 · TX · Reported as state-registered
Registration date: 2026-09-10
- DUNDEE CAPITAL MANAGEMENT LLC
Firm CRD 343169 · CA · Reported as state-registered
Registration date: 2026-08-26
- VIBRANCE WEALTH MANAGEMENT LLC
Firm CRD 343209 · CA · Reported as state-registered
Registration date: 2026-09-03
- CASTLE CAPITAL MANAGEMENT
Firm CRD 343211 · CA · Reported as state-registered
Registration date: 2026-08-26
- KANE CAPITAL ADVISORS LLC
Firm CRD 343226 · CA · Reported as state-registered
Registration date: 2026-08-10
- SEVEN STAGES WEALTH LLC
Firm CRD 343294 · CA · Reported as state-registered
Registration date: 2026-08-13
- PUENTE WEALTH
Firm CRD 343307 · CA · Reported as state-registered
Registration date: 2026-07-20
- COMPASS WEALTH PLANNING LLC
Firm CRD 343333 · CA · Reported as state-registered
Registration date: 2026-08-19
- GTC WEALTH SOLUTIONS, LLC
Firm CRD 343377 · CA · Reported as state-registered
Registration date: 2026-09-25
- ETU FINANCIAL
Firm CRD 343403 · CA · Reported as state-registered
Registration date: 2026-07-31