State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- LUCERNA CAPITAL MANAGEMENT LLC
Firm CRD 343408 · CA · Reported as state-registered
Registration date: 2026-08-14
- BUGLE VALLEY
Firm CRD 343487 · AZ · Reported as state-registered
Registration date: 2026-08-10
- ADAM ADVISORY
Firm CRD 343508 · AZ · Reported as state-registered
Registration date: 2026-08-07
- MEASURED HORIZON WEALTH
Firm CRD 343510 · AZ · Reported as state-registered
Registration date: 2026-07-31
- GULSRUD CONSULTING LLC
Firm CRD 343560 · CA · Reported as state-registered
Registration date: 2026-09-10
- SYNCHRAVEST LLC
Firm CRD 343653 · AZ · Reported as state-registered
Registration date: 2026-09-09
- DARING GREATLY WEALTH
Firm CRD 343678 · AZ · Reported as state-registered
Registration date: 2026-08-27
- SEQUEL CAPITAL MANAGEMENT, LLC
Firm CRD 343763 · AZ · Reported as state-registered
Registration date: 2026-08-25
- RIDGEPOINT WEALTH PARTNERS LLC
Firm CRD 343808 · CA · Reported as state-registered
Registration date: 2026-09-24
- SAGE SAGUARO FINANCIAL PLANNING
Firm CRD 343892 · AZ · Reported as state-registered
Registration date: 2026-09-02
- NUAKH FINANCIAL
Firm CRD 344050 · AZ · Reported as state-registered
Registration date: 2026-09-08
- RUBICON FINANCIAL GROUP, LLC
Firm CRD 344258 · AZ · Reported as state-registered
Registration date: 2026-09-17
- AMERIVET SECURITIES, INC.
Firm CRD 34786 · CA · Reported as state-registered
Registration date: 2012-01-18
- WEALTH SOLUTIONS, INC.
Firm CRD 35331 · TX · Reported as state-registered
Registration date: 1994-04-15
- PRIVATE PORTFOLIO OF SAN DIEGO
Firm CRD 36644 · CA · Reported as state-registered
Registration date: 2012-04-03
- PRIVATE PORTFOLIO OF SAN DIEGO
Firm CRD 36644 · TX · Reported as state-registered
Registration date: 2014-07-07
- STOCK TRADERS
Firm CRD 37711 · CA · Reported as state-registered
Registration date: 2009-03-27
- SHEARSON FINANCIAL SERVICES, LLC
Firm CRD 38619 · TX · Reported as state-registered
Registration date: 2017-05-04
- KUN-LUN DEVELOPMENT CORPORATION
Firm CRD 39283 · CA · Reported as state-registered
Registration date: 2007-07-30
- HIGGINS CAPITAL MANAGEMENT, INC.
Firm CRD 39985 · CA · Reported as state-registered
Registration date: 2002-01-03
- THE LOGAN GROUP SECURITIES
Firm CRD 40259 · CA · Reported as state-registered
Registration date: 2002-01-29
- SILICON VALLEY CAPITAL MANAGEMENT
Firm CRD 43242 · CA · Reported as state-registered
Registration date: 2012-06-18
- J.H. DARBIE & CO., INC.
Firm CRD 43520 · AZ · Reported as state-registered
Registration date: 2024-07-03
- S.G. LONG & COMPANY
Firm CRD 47511 · TX · Reported as state-registered
Registration date: 2020-12-21
- MHA FINANCIAL CORP
Firm CRD 7462 · TX · Reported as state-registered
Registration date: 2013-12-09