State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- FLEMING FINANCIAL ADVISING
Firm CRD 134146 · CA · Reported as state-registered
Registration date: 2000-01-31
- D. MATTERSDORFF LLC
Firm CRD 134150 · CA · Reported as state-registered
Registration date: 1999-02-04
- TIME VALUE OF MONEY, L.P.
Firm CRD 134151 · TX · Reported as state-registered
Registration date: 2005-08-22
- ORF CAPITAL MANAGEMENT
Firm CRD 134163 · TX · Reported as state-registered
Registration date: 2005-04-29
- BRINKER ASSET MANAGEMENT
Firm CRD 134164 · CA · Reported as state-registered
Registration date: 2005-06-10
- LAJALA & ASSOCIATES
Firm CRD 134215 · CA · Reported as state-registered
Registration date: 1994-02-18
- BRICKS & MORTAR CAPITAL
Firm CRD 134230 · CA · Reported as state-registered
Registration date: 2002-05-09
- HUSAMI & ASSOCIATES
Firm CRD 134240 · CA · Reported as state-registered
Registration date: 1998-03-26
- SCOTT ANDERSON FINANCIAL, INC.
Firm CRD 134243 · CA · Reported as state-registered
Registration date: 2005-05-09
- COTTINGHAM MANAGEMENT COMPANY, LLC
Firm CRD 134276 · CA · Reported as state-registered
Registration date: 2001-05-11
- MARSHA LEE & COMPANY,INC.
Firm CRD 134286 · CA · Reported as state-registered
Registration date: 1994-01-01
- RAMSDELL CAPITAL MANAGEMENT, LLC
Firm CRD 134297 · CA · Reported as state-registered
Registration date: 1999-11-30
- GUARDIAN PLUS INC
Firm CRD 134306 · WA · Reported as state-registered
Registration date: 2012-03-16
- ABBOTT CAPITAL MANAGEMENT CORP.
Firm CRD 134334 · AZ · Reported as state-registered
Registration date: 2021-06-17
- ABBOTT CAPITAL MANAGEMENT CORP.
Firm CRD 134334 · CA · Reported as state-registered
Registration date: 2005-08-10
- MARK MONREAL & ASSOCIATES
Firm CRD 134346 · TX · Reported as state-registered
Registration date: 2006-07-31
- RICHARD N. SIROTT ACCOUNTANCY CORPORATION
Firm CRD 134360 · CA · Reported as state-registered
Registration date: 1997-01-01
- FARRELL FINANCIAL, INC.
Firm CRD 134388 · CA · Reported as state-registered
Registration date: 2001-03-12
- EE FUND MANAGEMENT, LLC
Firm CRD 134401 · CA · Reported as state-registered
Registration date: 2004-09-03
- FRANCIS CAPITAL MANAGEMENT, INC.
Firm CRD 134402 · TX · Reported as state-registered
Registration date: 2006-04-20
- HELIOS WEALTH ADVISORS, LLC
Firm CRD 134444 · TX · Reported as state-registered
Registration date: 2005-11-02
- FULLER ASSET MANAGEMENT, LLC
Firm CRD 134446 · AZ · Reported as state-registered
Registration date: 2012-06-18
- SEASONAL STRATEGY
Firm CRD 134456 · CA · Reported as state-registered
Registration date: 2011-10-04
- BOLLINGER CAPITAL MANAGEMENT, INC.
Firm CRD 134458 · CA · Reported as state-registered
Registration date: 1988-10-14
- SOUTHLAND INVESTMENTS
Firm CRD 134478 · CA · Reported as state-registered
Registration date: 1993-02-18