State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- NI ADVISORS
Firm CRD 134502 · CA · Reported as state-registered
Registration date: 2012-05-23
- NI ADVISORS
Firm CRD 134502 · TX · Reported as state-registered
Registration date: 2020-02-25
- WINDY HILL VENTURES, INC.
Firm CRD 134504 · CA · Reported as state-registered
Registration date: 1996-11-18
- MONEYWELL
Firm CRD 134514 · CA · Reported as state-registered
Registration date: 1998-11-30
- OCEAN PARK CAPITAL MANAGEMENT, LLC
Firm CRD 134517 · CA · Reported as state-registered
Registration date: 1998-06-15
- ADAMS FINANCIAL CONCEPTS, LLC
Firm CRD 134545 · WA · Reported as state-registered
Registration date: 2024-08-13
- LONGBOARD CAPITAL ADVISORS, LLC
Firm CRD 134550 · CA · Reported as state-registered
Registration date: 2006-02-10
- PARADIGM ASSET MANAGEMENT,INC.
Firm CRD 134587 · CA · Reported as state-registered
Registration date: 1994-10-31
- BENEDETTI FINANCIAL, INC.
Firm CRD 134598 · CA · Reported as state-registered
Registration date: 2001-08-27
- BENEDETTI FINANCIAL, INC.
Firm CRD 134598 · TX · Reported as state-registered
Registration date: 2005-10-20
- TORREY CAPITAL INVESTMENTS
Firm CRD 134599 · CA · Reported as state-registered
Registration date: 2005-05-23
- LARSON, ORLAN BLAINE
Firm CRD 134604 · CA · Reported as state-registered
Registration date: 2001-09-04
- KARAFILIS INVESTMENTS CORPORATION
Firm CRD 134622 · CA · Reported as state-registered
Registration date: 2006-07-27
- H H FINANCIAL CONSULTANTS
Firm CRD 134630 · CA · Reported as state-registered
Registration date: 2017-01-27
- RETIREMENT PLANNERS
Firm CRD 134656 · CA · Reported as state-registered
Registration date: 2005-06-15
- GEMMER, ROBERT ARDEN
Firm CRD 134695 · CA · Reported as state-registered
Registration date: 1995-09-27
- SITKA PACIFIC CAPITAL MANAGEMENT, LLC
Firm CRD 134699 · CA · Reported as state-registered
Registration date: 2015-04-10
- SITKA PACIFIC CAPITAL MANAGEMENT, LLC
Firm CRD 134699 · WA · Reported as state-registered
Registration date: 2016-04-26
- RG CAPITAL MANAGEMENT, LLC
Firm CRD 134729 · CA · Reported as state-registered
Registration date: 2020-09-25
- SUSAN CARLISLE
Firm CRD 134752 · CA · Reported as state-registered
Registration date: 2000-03-10
- FINANCIAL PLANNING SOLUTIONS, INC.
Firm CRD 134760 · CA · Reported as state-registered
Registration date: 1995-09-13
- POSITIVE DELTA ASSET MANAGEMENT LLC
Firm CRD 134775 · CA · Reported as state-registered
Registration date: 2012-06-13
- WORTH FINANCIAL GROUP INC.
Firm CRD 13478 · TX · Reported as state-registered
Registration date: 2007-07-09
- MCMAHON CAPITAL MANAGEMENT
Firm CRD 134785 · CA · Reported as state-registered
Registration date: 1998-04-09
- LEGACY GROUP
Firm CRD 134797 · TX · Reported as state-registered
Registration date: 2026-01-09