State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- VISION CAPITAL INVESTMENT MANAGEMENT, INC.
Firm CRD 136806 · CA · Reported as state-registered
Registration date: 1994-10-18
- PACIFIC INVESTMENT COUNSEL, INC.
Firm CRD 136813 · CA · Reported as state-registered
Registration date: 1987-03-18
- APPLIED FINANCIAL PLANNING, INC.
Firm CRD 136834 · CA · Reported as state-registered
Registration date: 2023-01-26
- RSG FINANCIAL GROUP INC
Firm CRD 136849 · CA · Reported as state-registered
Registration date: 2000-11-03
- KIRZ, PAUL H
Firm CRD 136869 · CA · Reported as state-registered
Registration date: 2003-01-01
- FINANCIAL CONCEPTS UNLIMITED, INC.
Firm CRD 136880 · CA · Reported as state-registered
Registration date: 1999-03-09
- DW FINANCIAL INC
Firm CRD 136882 · CA · Reported as state-registered
Registration date: 2001-11-28
- CYPRESS COAST INVESTMENTS
Firm CRD 136903 · CA · Reported as state-registered
Registration date: 1994-02-28
- BROXTON CAPITAL ADVISORS
Firm CRD 136914 · CA · Reported as state-registered
Registration date: 2012-06-15
- EVERGREEN WEALTH ADVISORS, INC.
Firm CRD 136947 · CA · Reported as state-registered
Registration date: 2006-08-15
- G.C. STEELE & COMPANY
Firm CRD 136953 · CA · Reported as state-registered
Registration date: 2018-02-14
- TRINITY FINANCIAL PARTNERS
Firm CRD 136969 · CA · Reported as state-registered
Registration date: 2016-05-04
- VIRJI INVESTMENTS, INC.
Firm CRD 137001 · CA · Reported as state-registered
Registration date: 2010-07-07
- VIRJI INVESTMENTS, INC.
Firm CRD 137001 · TX · Reported as state-registered
Registration date: 2011-12-07
- JOHANNSEN & ASSOCIATES, INC.
Firm CRD 137013 · CA · Reported as state-registered
Registration date: 1994-01-01
- ORANGE CAPITAL MANAGEMENT, INC.
Firm CRD 137019 · CA · Reported as state-registered
Registration date: 2001-04-09
- PENN COVE FINANCIAL, LLC
Firm CRD 137046 · WA · Reported as state-registered
Registration date: 2006-03-07
- STEPHANIE E. DOYLE INVESTMENT MANAGEMENT
Firm CRD 137067 · TX · Reported as state-registered
Registration date: 2005-10-03
- TCP INVESTMENTS LLC
Firm CRD 137073 · TX · Reported as state-registered
Registration date: 2009-03-17
- EDDLEMAN & EDDLEMAN INC
Firm CRD 137095 · AZ · Reported as state-registered
Registration date: 2007-07-05
- EDDLEMAN & EDDLEMAN INC
Firm CRD 137095 · TX · Reported as state-registered
Registration date: 2007-09-14
- MILLENNIUM PORTFOLIO ADVISORS
Firm CRD 137124 · TX · Reported as state-registered
Registration date: 2006-01-01
- ELLIJA CAPITAL MANAGEMENT, LLC
Firm CRD 137151 · TX · Reported as state-registered
Registration date: 2025-10-30
- NEWPORT WEALTH ADVISORS, INC.
Firm CRD 137159 · CA · Reported as state-registered
Registration date: 2018-01-09
- THOMPSON WEALTH MANAGEMENT, INC.
Firm CRD 137205 · CA · Reported as state-registered
Registration date: 2006-01-26