State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- SHELTON FINANCIAL ADVISORS, LLC
Firm CRD 137248 · CA · Reported as state-registered
Registration date: 2001-03-01
- TRUSTED FINANCIAL ADVISORS
Firm CRD 137253 · CA · Reported as state-registered
Registration date: 2017-01-19
- BLUE DOCK CAPITAL LLC
Firm CRD 137255 · TX · Reported as state-registered
Registration date: 2013-01-02
- AMES FINANCIAL SERVICES
Firm CRD 137261 · CA · Reported as state-registered
Registration date: 1988-05-03
- MICHAEL W. DURAN, CPA, APC
Firm CRD 137276 · CA · Reported as state-registered
Registration date: 2012-04-23
- CALLAHAN & CALLAHAN ASSET MANAGEMENT, INC.
Firm CRD 137293 · CA · Reported as state-registered
Registration date: 2015-02-17
- MAXOUT SAVINGS ADVISORS LLC
Firm CRD 137307 · TX · Reported as state-registered
Registration date: 2015-01-06
- DOUBLE EAGLE FINANCIAL
Firm CRD 137331 · CA · Reported as state-registered
Registration date: 1984-06-07
- QUALITY WEALTH CARE, LLC.
Firm CRD 137366 · TX · Reported as state-registered
Registration date: 2006-01-01
- RONALD A. LEDERKRAMER, CPA, CFP
Firm CRD 137373 · CA · Reported as state-registered
Registration date: 1995-07-03
- ASTI FINANCIAL MANAGEMENT
Firm CRD 137405 · CA · Reported as state-registered
Registration date: 2006-02-10
- INVESTMENT COUNSELORS OF REDLANDS LLC
Firm CRD 137470 · CA · Reported as state-registered
Registration date: 2012-07-12
- NIGHTINGALE FINANCIAL ADVISORY
Firm CRD 137496 · CA · Reported as state-registered
Registration date: 2012-07-25
- FINANCIAL PLANNING CONSULTANTS
Firm CRD 137502 · CA · Reported as state-registered
Registration date: 1977-04-18
- HARVEST FINANCIAL ADVISORS, INC.
Firm CRD 137527 · CA · Reported as state-registered
Registration date: 2003-04-03
- TCM INVESTMENT ADVISERS
Firm CRD 137543 · CA · Reported as state-registered
Registration date: 2016-01-19
- GAMBLE CAPITAL STRATEGIES
Firm CRD 137573 · CA · Reported as state-registered
Registration date: 1999-10-15
- IAMMARINO, NICHOLAS J.
Firm CRD 137579 · CA · Reported as state-registered
Registration date: 1994-05-12
- AEGIS FINANCIAL ADVISORY
Firm CRD 137602 · CA · Reported as state-registered
Registration date: 2006-04-11
- GABRIEL CAPITAL, LLC
Firm CRD 137613 · WA · Reported as state-registered
Registration date: 2010-05-26
- BEVERLY HILLS FINANCIAL PLANNERS, LLC
Firm CRD 137638 · CA · Reported as state-registered
Registration date: 1999-02-03
- CATAMOUNT CAPITAL LLC
Firm CRD 137652 · TX · Reported as state-registered
Registration date: 2012-06-19
- CORNERSTONE ASSET MANAGEMENT SERVICES, INC.
Firm CRD 137712 · AZ · Reported as state-registered
Registration date: 2012-03-28
- CORNERSTONE ASSET MANAGEMENT SERVICES, INC.
Firm CRD 137712 · TX · Reported as state-registered
Registration date: 2012-06-05
- LUCEY INVESTMENT MANAGEMENT, LLC
Firm CRD 137718 · CA · Reported as state-registered
Registration date: 2006-01-26